• Head of Broker Compliance

    Axis (New York, NY)
    Broker Due Diligence & Onboarding: * Develop and maintain a comprehensive broker due diligence framework, ensuring all new brokers undergo a thorough vetting ... remote audits of broker operations, books of business, and adherence to company policies. * Implement a real-time monitoring framework to track broker more
    Axis (05/16/25)
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  • Broker I, Excess Casualty Practice

    AON (New York, NY)
    Broker I, Excess Casualty As part of an...best practices. How this opportunity is different Our Umbrella/Excess brokers are experts in their field and handle a ... You'll work closely with a diverse team of seasoned brokers , accounts executives, and risk analysts each bringing a...and experience that will lead to success + Casualty broker with 3-5 years of experience. Will be asked… more
    AON (06/04/25)
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  • Property & Casualty Broker - Korean…

    WTW (New York, NY)
    brokers may also be responsible for training and supervising Associate Brokers . The Property Broker ensures that relevant regulatory and technical standards ... of embracing risk that drives superior outcomes. The Property Broker interacts with WTW clients and carriers to meet...is also eligible for a Short-Term incentive bonus plan. ** Company Benefits** WTW provides a competitive benefit package which… more
    WTW (04/29/25)
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  • Senior Compliance Officer - Broker Dealer…

    Marex (New York, NY)
    …Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed ... in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker -dealer… more
    Marex (05/31/25)
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  • Broker -Dealer & Cash Equities Attorney…

    JPMorgan Chase (New York, NY)
    …join its Equities Practice Group within the Corporate & Investment Bank as a Broker -Dealer & Cash Equities Attorney. As a Broker -Dealer & Cash Equities Attorney ... You will report directly to the Head of the Broker -Dealer & Cash Equities Legal group. The Legal Department...a high value on diversity and inclusion at our company . We do not discriminate on the basis of… more
    JPMorgan Chase (06/11/25)
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  • Crisis Management Associate Broker

    WTW (New York, NY)
    **Description** We are looking for an Associate Broker to join our growing Crisis Management team, with focus on Special Crime (kidnap for ransom) insurance. ... Brokers serve as an integral interface between WTW clients...for this specific job opportunity._ **The Role** The Associate Broker will advise Producers and Client Advocates on the… more
    WTW (06/10/25)
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  • Aviation Associate Broker

    WTW (New York, NY)
    …business with long-term career potential. The Associate plays a key role as a broker on the team, managing a portfolio of clients independently while also supporting ... senior brokers on large, complex accounts. This role is ideal...is also eligible for an annual short-term incentive bonus. ** Company Benefits** WTW provides a competitive benefit package which… more
    WTW (06/06/25)
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  • CBRE Broker Program

    CBRE (Albany, NY)
    CBRE Broker Program (2025) Job ID 215557 Posted 10-Apr-2025 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Remote - US - Remote - US - United ... of interest in any posted position at CBRE. **Associate Broker ** About the Role As a CBRE SP -...employees and recognizes how every employee contributes to our company 's success. CBRE provides reasonable accommodations in job application… more
    CBRE (04/11/25)
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  • Broker Dealer Regulatory Governance…

    SMBC (New York, NY)
    …in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which is one of the three largest banking groups in ... as a partner with the compliance team and management in communicating the company 's culture of compliance. The individual will be responsible for the coordination… more
    SMBC (05/12/25)
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  • Broker District Manager

    ADP (Liverpool, NY)
    ADP is hiring a **H-B Broker Channel Sales Representative** . + **_Are you ready to control your financial future with unlimited upside earnings potential?_** + ... **_Do you want a lasting career with a company that offers autonomy to run a book of...you'll do:** _Responsibilities_ As a Major Accounts Sales H-B Broker District Manager, you will identify and cultivate new… more
    ADP (05/22/25)
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