- Intuit (Mountain View, CA)
- …with applicable US laws and regulations including BSA , USA PATRIOT Act , FinCEN guidance, and financial crimes compliance . + Experience using internal ... a Lead Investigator to join our dedicated Anti-Money Laundering ( AML ) compliance team. In this role, you'll...you'll bring** Required: + 5+ years of experience in BSA / AML investigations, financial crimes, or fraud detection,… more
- SMBC (Sacramento, CA)
- …FCC is responsible for designing and maintaining the Bank 's BSA / AML , Sanctions, and Fraud Programs to ensure compliance with all applicable laws ... program. This individual should have a foundational knowledge of AML compliance and a strong background in...risk assessment, and model management. + Strong understanding of BSA / AML and OFAC regulatory requirements and ability… more
- City National Bank (Los Angeles, CA)
- …AUDIT- BSA / AML * WHAT IS THE OPPORTUNITY? The Director of Audit for BSA / AML , will support City National Bank 's Internal Audit department by providing ... of CNB's processes and controls related to Financial Crimes Compliance , including BSA / AML , OFAC and...and Anti-Bribery and Corruption (ABAC) practices for City National Bank (CNB). * Audit Assurance: * Prepare and oversee… more
- Banc of California (San Diego, CA)
- …efforts to adhere to the legal and regulatory environment as it relates to the Bank Secrecy Act and Anti-Money Laundering. The analyst will conduct ongoing ... Fraud Compliance , as well as various additional BSA / AML related tasks. Analysis will be reviewing...YOU'LL BRING** + Experience: + Required: 2+ years of Bank Secrecy Act and Anti-Money… more
- US Bank (San Francisco, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program… more
- Coinbase (Sacramento, CA)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC, FinCEN guidance) * Positive energy on the… more
- City National Bank (San Francisco, CA)
- …AML / BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML /KYC), USA Patriot Act (Anti-Terrorist ... WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible...WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices,… more
- Banc of California (Santa Ana, CA)
- …Management. + Assist with any ad-hoc projects that relate to EDD and other areas of BSA and AML compliance . + Accountable for strict adherence to all ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...+ A minimum of 5 years' direct experience in BSA / AML compliance and EDD, especially… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... forms by utilizing the bank 's Core and AML monitoring software to meet BSA / AML... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- City National Bank (Los Angeles, CA)
- …and other US-based businesses regarding all aspects of AML laws, including the Bank Secrecy Act , and other financial crimes. * Advise on high-risk ... *SENIOR COUNSEL- AML /FINANCIAL CRIMES* WHAT IS THE OPPORTUNITY? The Senior.../Financial Crimes will provide legal advice to City National Bank , a national banking association and its subsidiaries, affiliates… more