- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Coinbase (Sacramento, CA)
- …executing QA, Audit, or as a Financial Crime Investigator * Working knowledge of BSA / AML laws, regulations, and rules for financial services/products * ACAMS or ... fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for...be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)… more
- Coinbase (Sacramento, CA)
- …* Remain current with industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements and internal policies and ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and… more
- SMBC (Sacramento, CA)
- …Degree or equivalent experience + Minimum 2 years banking experience, with emphasis on BSA Compliance and due diligence in accordance with KYC, CIP, AML ... our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers'...national level, as well as familiarity with USA PATRIOT Act , BSA , FDIC, OFAC and DFPI laws… more
- Cherry Bekaert (Sacramento, CA)
- …Typical engagements will be conducted for key areas including, but not limited to: + BSA / AML and OFAC + Consumer Banking Regulations + Funds Transfer & ACH + ... practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance … more
- Banc of California (Santa Ana, CA)
- …support: + Oracle based applications and modules. + IT management and experience in BSA / AML /GRC + Strong understanding of BSA / AML /GRC principles and ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- First National Bank of Omaha (CA)
- …responded to appropriately and expeditiously. Compliance : Understand and comply with the Bank 's BSA / AML Program, which includes, but is not limited to ... for assigned partner programs. + Accountable for contract management Act as a leader with internal cross-functional teams to...+ Identifying, monitoring and reporting suspicious activity + Completing BSA / AML training in a timely manner as… more
- CBRE (Los Angeles, CA)
- …Company to establish, maintain and monitor compliance issues, with special attention to BSA , AML , KYC, and privacy issues. + Assist in audits performed by ... legal matters for CBRE DSF, including advising on corporate governance, compliance , employment, litigation, and risk management matters and supervising outside… more
- Banc of California (Brea, CA)
- …knowledge of banking regulations including Reg D, Reg CC, Reg E, BSA / AML , and OFAC. + Exceptional leadership, problem-solving, and decision-making skills. ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Banc of California (Santa Ana, CA)
- …+ Bachelor's degree preferred. + A minimum of three (3)+ years of direct BSA / AML /OFAC experience or equivalent. + Experience in assessing customer risk and due ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...a risk-aware culture, ensures efficient and effective risk and compliance management practices by adhering to required standards and… more