- Banc of California (San Diego, CA)
- …and regulatory environment as it relates to the Bank Secrecy Act and Anti-Money Laundering. The analyst will conduct ongoing analysis and quality control ... Fraud Compliance , as well as various additional BSA / AML related tasks. Analysis will be reviewing...YOU'LL BRING** + Experience: + Required: 2+ years of Bank Secrecy Act and Anti-Money… more
- US Bank (San Francisco, CA)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... the Bank 's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") program… more
- City National Bank (Los Angeles, CA)
- …transactions, use of good judgment, attention to detail, internet savvy, good knowledge of Bank Secrecy Act and USA PATRIOT acts. Great communication and ... adherence with credit policy and compliance with BSA and USA Patriot Act . Responsible for...risk management or related function and two years' of BSA / AML experience * 2 years' experience using… more
- SMBC (Sacramento, CA)
- …Degree or equivalent experience + Minimum 2 years banking experience, with emphasis on BSA Compliance and due diligence in accordance with KYC, CIP, AML ... our mission to create a completely new, 100% digital bank that uses consumer feedback to truly meet customers'...national level, as well as familiarity with USA PATRIOT Act , BSA , FDIC, OFAC and DFPI laws… more
- Coinbase (Sacramento, CA)
- …executing QA, Audit, or as a Financial Crime Investigator * Working knowledge of BSA / AML laws, regulations, and rules for financial services/products * ACAMS or ... fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for...be responsible for auditing TMS cases to support Coinbase's AML /CFT (Anti-Money Laundering / Combatting the Financing of Terrorism)… more
- Coinbase (Sacramento, CA)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements… more
- Intuit (Mountain View, CA)
- …fraud detection and 3rd party data integration to scorecard modeling, loss forecasting, and compliance ( BSA / AML , etc.). + **Thrives Under Pressure:** You are ... with at least 2 years of proven success leading and mentoring high-performing analyst teams. + **Fintech Domain Expertise:** You have significant experience in the… more