- Banc of California (San Diego, CA)
- …unit and/or individuals as necessary in conducting quality control testing related to BSA / AML and OFAC compliance . + Review and filing of Suspicious ... legal and regulatory environment as it relates to the Bank Secrecy Act and Anti-Money...The analyst will conduct ongoing analysis and quality control testing on various BSA / AML tasks… more
- Banc of California (Santa Ana, CA)
- …for various client types. + Knowledgeable of the laws applicable to money laundering, including the Bank Secrecy Act , the USA PATRIOT Act , US Treasury ... and mentor a team responsible for conducting reviews and testing across various functions in the BSA ...the various bank wide computer applications and AML systems used for performing and documenting BSA… more
- Banc of California (Santa Ana, CA)
- …projects as assigned. **WHAT YOU'LL BRING** + At least 12 years of direct experience in BSA / AML compliance with strong knowledge of the USA PATRIOT Act ... years of direct experience in performing controls evaluation and testing or held prior role as bank ...and administering those requirements + Subject matter expertise in AML governance and AML compliance … more
- SMBC (Sacramento, CA)
- …risks; * Maintains proficient knowledge of the rules and regulations, including but not limited to, the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... strong relationships with FCC management team, internal audit, and compliance monitoring and testing , fostering open communication...and experience with the US PATRIOT Act , BSA Act and the FFIEC AML… more
- City National Bank (Los Angeles, CA)
- …AML / BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML /KYC), USA Patriot Act (Anti-Terrorist ... WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible...WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices,… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- City National Bank (Los Angeles, CA)
- …objective assurance over the design and operating effectiveness of the Bank 's risk management practices, Regulatory Compliance governance processes and ... the system of internal controls over the Bank 's Payment and Fraud Operations. Position will also provide...applicable to the area being audited. - Understands fraud, BSA / AML and general IT risks in order… more
- City National Bank (Los Angeles, CA)
- …with other audit groups to effectively plan, integrate and execute audits.Understands fraud, BSA / AML and general IT risks in order to identify and assess ... identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior… more