- LendingClub (San Francisco, CA)
- …internal controls needed to mitigate those risks* Prior experience performing compliance testing for specific areas of bank or financial services regulatory ... enterprise-wide compliance program, which consists of the BSA / AML , sanctions (Financial Crimes Compliance ...testing capabilities to identify opportunities to enhance the bank 's system of controls.## ## What You'll Do* Independently… more
- Freelancer (San Francisco, CA)
- …transaction monitoring, KYC, and AML screening. Act as a backup BSA / AML Compliance and Transaction Monitoring Manager Required Qualifications: ... data privacy, and licensing, with a specific focus on BSA / AML /CTF compliance and compliance...relevance and accuracy. Conduct internal compliance controls testing to evaluate the effectiveness of AML /CTF,… more
- Pacific Western Bank (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... USA Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti‑Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Meta (Menlo Park, CA)
- …applicable laws. These governing laws and regulations may include without limitation the following: the Bank Secrecy Act (" BSA "); the USA PATRIOT Act ... **Summary:** As a member of the Meta FinTech Compliance (MFTC) Anti-Money Laundering ( AML ) Models...tuning exercises based on statistical quantitative analysis and supporting testing to ensure controls are operating efficiently and effectively… more
- SolomonEdwards (Sacramento, CA)
- …our Client's financial crime detection capabilities, align with regulatory expectations ( BSA / AML , OFAC, FFIEC), and integrate seamlessly with core banking ... and back- testing using historical transaction data. * Partner with Compliance and Operations to validate alert quality and investigative workflows. * Drive… more
- City National Bank (Los Angeles, CA)
- …issues and concerns related to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current ... Supports the Bank 's screening models by completing testing and reporting tasks in compliance with..., AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA… more
- City National Bank (Los Angeles, CA)
- …and understanding of federal regulations pertaining to the Bank Secrecy Act required. * BSA Testing or audit experience preferred. Excellent problem ... to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current compliance industry standards… more
- City National Bank (Los Angeles, CA)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... of new and/or updated policy and procedure related to BSA , AML and KYC Bank ...role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Coinbase (Sacramento, CA)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC, FinCEN guidance) * Positive energy on the… more
