- SolomonEdwards (Raleigh, NC)
- …our Client's financial crime detection capabilities, align with regulatory expectations ( BSA / AML , OFAC, FFIEC), and integrate seamlessly with core banking ... and back- testing using historical transaction data. * Partner with Compliance and Operations to validate alert quality and investigative workflows. * Drive… more
- Truist (Whiteville, NC)
- … Act , by confirming the investigation, analysis and decision of Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ) cases, reports and alerts ... (FIU) team ensuring full compliance with the Bank Secrecy Act and the...monitoring processes, and applicable record retention requirements mandated by BSA / AML laws and regulations. Work with line… more
- City National Bank (Charlotte, NC)
- …issues and concerns related to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current ... Supports the Bank 's screening models by completing testing and reporting tasks in compliance with..., AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA… more
- City National Bank (Charlotte, NC)
- …and understanding of federal regulations pertaining to the Bank Secrecy Act required. * BSA Testing or audit experience preferred. Excellent problem ... to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current compliance industry standards… more
- TD Bank (Charlotte, NC)
- …( AML ) processes + Detailed Testing of Risk and Controls related to Bank Secrecy Act ( BSA ), AML , Sanctions and Anti-Bribery & Anti-Corruption ... Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, risk-based, 2LoD … more
- City National Bank (Charlotte, NC)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... of new and/or updated policy and procedure related to BSA , AML and KYC Bank ...role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... experienced Model Validation Director for our Credit, Allowance & Compliance areas and will reside within the Bank...Experience with regulatory guidance (OCC 2011-12, Basel, CCAR, CECL, AML / BSA ) + Familiarity with vendor platforms such… more
- American Express (Charlotte, NC)
- …on regulatory requirements, risk assessments, and emerging compliance issues (eg, AML , UDAP, Fair Lending, BSA , Privacy and Complaints). * Identify control ... ongoing effort to address the global financial crimes independent compliance testing program within the second line...industry best practices, especially as it pertains to consumer compliance (eg, UDAP, AML , BSA ,… more
- Bank of America (Charlotte, NC)
- …for carrying out risk management activities for the front line units (FLUs) on Bank Secrecy Act /Anti-Money Laundering laws, rules and regulations and the ... Directing the completion compliance activities such as: designing monitoring and testing routines and reporting to identify potential AML risks and/or… more
- Coinbase (Charlotte, NC)
- …Reports (SAR) * Conduct investigative review and analysis in support of Coinbase's BSA / AML regulatory compliance policies and program including investigating ... with stakeholders to develop specific corrective actions and conduct necessary testing . *Investigations Casework (50%):* * Investigate AML and fraud-related… more