- US Bank (Charlotte, NC)
- …at-all from Day One. **Job Description** The Chief Bank Secrecy Act /Anti-Money Laundering ( BSA / AML ) Officer is accountable for overseeing the ... Compliance program and leads Enterprise Financial Crimes Compliance . The BSA / AML Officer fulfills...the board + Assist clients with anti-money laundering / Bank Secrecy Act issues, helping… more
- Regions Bank (Charlotte, NC)
- …and logging into the careers section of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, ... reviews to identify potential areas of risk related to BSA , AML , and OFAC compliance ...policies, guidelines or processes + Administers a monitoring and testing program to ensure effective compliance with… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... will oversee assessment, design, development, and documentation of the AML / BSA - transaction monitoring program for the Enterprise...+ Work with partners to identify new and emerging AML threats, and nimbly adapt US Bank 's… more
- Bank of America (Charlotte, NC)
- …brokerage products and services and applicable compliance rules and regulations + BSA knowledge relative to AML or Fraud + Proficiency in Microsoft Excel ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/GFCC-Investigator--Brokerage Specialized- AML Fraud\_25031328) **Job Description:** At Bank of… more
- City National Bank (Charlotte, NC)
- …AML / BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act ( AML /KYC), USA Patriot Act (Anti-Terrorist ... WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible...WHAT WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices,… more
- City National Bank (Charlotte, NC)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... of new and/or updated policy and procedure related to BSA , AML and KYC Bank ...role required. * Minimum of 2 years experience with Compliance Risk Assessment testing and documentation. *Additional… more
- Banc of California (Durham, NC)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one... Act , Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial… more
- Coinbase (Charlotte, NC)
- …Reports (SAR) * Conduct investigative review and analysis in support of Coinbase's BSA / AML regulatory compliance policies and program including investigating ... with stakeholders to develop specific corrective actions and conduct necessary testing . *Investigations Casework (50%):* * Investigate AML and fraud-related… more
- Coinbase (Charlotte, NC)
- …is responsible for executing Compliance controls with adherence to Coinbase's BSA / AML program, transaction monitoring, KYC, CDD, and EDD policies, procedures ... of compliance " * Subject matter expert in AML compliance * Partner with Financial Crimes...Working knowledge of financial laws, regulations, and guidelines (eg, BSA , OFAC, FinCEN guidance) * Positive energy on the… more
- Coinbase (Charlotte, NC)
- …framework. * Conduct investigative review and analysis in support of company's BSA / AML regulatory compliance policies and programs including investigating ... legal, or the tech industry, with a focus on AML , compliance , or regulatory matters. * Minimum...industry standards and developments in the areas of KYC, BSA / AML , and OFAC, and apply regulatory requirements… more