- City National Bank (Charlotte, NC)
- *SR. AUDIT MANAGER - BSA / AML * WHAT IS THE...BSA requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, ... policies, and the effectiveness of operations of the BSA / AML function. The Senior Manager ...and procedures as well as all regulatory requirements (eg Bank Secrecy Act , Know Your… more
- City National Bank (Charlotte, NC)
- …issues and concerns related to BSA , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA Program while utilizing sound and current ... , AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA...screening systems * Working knowledge of banking operations and Bank Secrecy Act /Office of Foreign… more
- City National Bank (Charlotte, NC)
- …required. * Knowledge and understanding of federal regulations pertaining to the Bank Secrecy Act required. * BSA Testing or audit experience preferred. ... WHAT IS THE OPPORTUNITY? Under the direction of the BSA Risk Manager , responsible for the periodic..., AML , OFAC and the USA PATRIOT Act components of the Bank 's BSA… more
- City National Bank (Charlotte, NC)
- …Partners with business lines in the development of new and/or updated policy and procedure related to BSA , AML and KYC Bank wide as well as internally. * As ... AML , OFAC and KYC regulatory consultant throughout the Bank . Communicates and escalates (as assigned) identified BSA...with specific emphasis on BSA , USA Patriot Act and OFAC, and general bank policies… more
- Bank of America (Charlotte, NC)
- …for carrying out risk management activities for the front line units (FLUs) on Bank Secrecy Act /Anti-Money Laundering laws, rules and regulations and the ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Global-Financial-Crimes- Manager Global-Banking\_25040886-2) **Job Description:** At Bank of… more
- Regions Bank (Charlotte, NC)
- …Scaled Agile SAFe Program Consultant (SPC) certification + Bank Secrecy Act ( BSA ), Anti-Money Laundering ( AML ), Office of Foreign Assets Control ... **Job Description:** At Regions, the Digital Product Management Team Manager is the owner and subject matter expert for...product managers, product owners, and analysts to meet the bank 's strategic goals + Assess risk with new initiatives,… more
- TD Bank (Charlotte, NC)
- …etc.) + Strong knowledge of financial crime typologies and AML regulations, including the Bank Secrecy Act ( BSA ), USA PATRIOT Act , and ... cases ranging from simple to complex in nature + Sound knowledge of Bank products, systems, policies and procedures + Strong knowledge of criminal investigative… more
- TD Bank (Charlotte, NC)
- …( AML ) processes + Detailed Testing of Risk and Controls related to Bank Secrecy Act ( BSA ), AML , Sanctions and Anti-Bribery & Anti-Corruption + ... systems for assigned businesses, and operational units across the Bank to evaluate the effectiveness of these controls in...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Charlotte, NC)
- …or regulatory environment + Strong knowledge of Suspicious Activity Reports, Bank Secrecy Act , and other relevant AML regulations + Familiarity with ... equivalent work experience + 3+ years experience **Preferred Skills:** + Prior AML (Anti-Money Laundering) investigations experience, within a financial institution… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...One. **Job Description** The Corporate Audit Services Senior Audit Manager supports the audit director and chief audit executive,… more