- Regions Bank (Charlotte, NC)
- …of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line of defense ... reviews to identify potential areas of risk related to BSA , AML, and OFAC compliance and develops...of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** +… more
- City National Bank (Charlotte, NC)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS...with specific emphasis on BSA , USA Patriot Act and OFAC, and general bank policies and… more
- Truist (Charlotte, NC)
- …and influence over the establishment and maintenance of a robust Bank Secrecy Act /Anti-Money Laundering ( BSA /AML) risk management program. This position ... Project management and problem management processes experience 5. Certified Regulatory Compliance Manager (CRCM) or Certified Anti-Money Laundering Specialist… more
- Regions Bank (Charlotte, NC)
- …to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification (CRCM) **Skills and Competencies** + Ability to ... the system. **Job Description:** At Regions, the Business Unit Compliance Function Manager operates as a first,...manage risk. The role will also be the Consumer Bank -wide fraud and BSA /AML subject matter expert,… more
- Coinbase (Charlotte, NC)
- …The Global Compliance Operations Team is responsible for executing Compliance controls with adherence to Coinbase's BSA /AML program, transaction monitoring, ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants, and other RCA Managers to, depending… more
- Fifth Third Bank, NA (Charlotte, NC)
- …issues and risk in the environment. + Contribute updates to the risk assessment. BANK SECRECY ACT REQUIREMENTS: Responsible for adhering to the reporting ... and record keeping requirements of the Bank Secrecy Act and Anti-Money...Five years of related work experience, preferably with a BSA /AML compliance department, internal audit, regulated FinTech,… more
- PNC (Charlotte, NC)
- …practices. May lead or oversee direct or indirect execution of activities to comply with the Bank Secrecy Act , AML, USA PATRIOT ACT and Sanctions ... in AML. The incumbent should have 8+ years of BSA /AML experience and demonstrate a sound understanding of the...that may execute program components to comply with the Bank Secrecy Act , AML, USA… more
- City National Bank (Charlotte, NC)
- …BSA function and/or with financial industry companies * Minimum 5 years of the Bank Secrecy Act (AML/KYC), USA Patriot Act (Anti-Terrorist Financing, ... WHAT IS THE OPPORTUNITY? Management and accountability of the Bank 's Financial Crimes Compliance (FCC) department responsible...Manager shall work with Technology and Innovation and BSA Financial Intelligence teams to set the priority of… more
- Wells Fargo (Charlotte, NC)
- …Experience with Issue Validation and Remediation + Experience in Bank Secrecy Act and Anti-Money Laundering ( BSA /AML), International, Sanctions ... **About this role:** Wells Fargo is seeking an Audit Manager Executive Director on the Financial Crimes Audit Team....The Financial Crimes Audit Team oversees, manages, and executes BSA /AML/OFAC related audits across Wells Fargo lines of business,… more