- TD Bank (Charlotte, NC)
- …responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned ... escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst ** **will...to business lines or assigned areas, on compliance matters and regulatory risks which may… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To request a medical accommodation during… more
- Citigroup (Charlotte, NC)
- …+ Assists the regulatory policy subject matter experts' review of regulatory capital requirements for business initiatives, new product offerings, and ... The Financial Regulatory Rules Interpretation role is a position within...and non-Finance functions throughout Citi, including the Lines of Business , Risk, Treasury, and second line of defense functions.… more
- Prime Therapeutics (Raleigh, NC)
- …and drives every decision we make. **Job Posting Title** Sr. Compliance Analyst - Remote **Job Description** The Regulatory Inquiry & Complaints Senior ... met and that business operations are aligned with expectations of applicable regulatory guidance + Develop solutions to compliance problems by referring to… more
- Highmark Health (Raleigh, NC)
- …Highmark Health clinical areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and ... study **EXPERIENCE** **Required** + 5 years in Audit and Compliance To Include: + 3 years of Business...methodologies, particularly as applied to healthcare (payer and provider) business processes. + Knowledge of relevant regulatory … more
- US Bank (Charlotte, NC)
- …Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that affect assigned line of business . . Prior ... . Able to read, understand, and interpret applicable internal MRM policies and regulatory rules/guidance to confirm compliance . **_NOTE: This role offers a… more
- Lowe's (Mooresville, NC)
- … Compliance Sr. Analyst plays a vital role within the Services Compliance team, supporting regulatory and operational compliance across retail service ... related field or equivalent experience. *5 years of relevant experience in retail compliance , regulatory affairs, or legal operations. * 5 years of experience… more
- Prime Therapeutics (Raleigh, NC)
- … Intelligence communication strategy. This position acts as Compliance and regulatory liaison for all lines of business with internal business ... It fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal - Remote **Job Description** The Compliance … more
- Navient (Raleigh, NC)
- …our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager ... - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst...regulations. + Proven ability to interpret and apply complex regulatory requirements to business operations. + Excellent… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst...* Assist in the education and training of internal business partners on customs compliance * Maintain… more