- Wells Fargo (Charlotte, NC)
- …(CM) is a financial industry function that collaborates with and influences front- line business groups and functions through assessment and mitigation of ... **2026 Summer Internship, Early Careers - COO Business Risk Control and Regulatory Oversight**...Participate in formal internship program and workshop initiatives + Review various assignments to become familiar with policies and… more
- Citigroup (Charlotte, NC)
- The Finance Chief Risk Office ("FINCRO") organization is responsible for second- line oversight of regulatory capital management, including the measurement and ... and capital measurements includes both _ex-ante_ and _ex-post_ independent review and challenge of Citigroup's regulatory capital...there is extensive interaction with senior members of the Business , Line Risk, Legal and RCPG during… more
- Regions Bank (Charlotte, NC)
- …or other related compliance function specific to a line of business **Preferences** + Masters degree + Certified Regulatory Compliance Manager Certification ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule... plans, policies, and procedures to support a particular line of business . This position may manage… more
- TD Bank (Charlotte, NC)
- …business issues, generates multifaceted insights and identifies opportunities to address business regulatory requirements and issues + Contributes to the ... your recruiter who can provide you more specific details for this role. ** Line of Business :** Compliance **Job Description:** **Department Overview:** **Why Work… more
- Sumitomo Pharma (Raleigh, NC)
- …expert guidance on the advertising and promotion of assigned products, balancing regulatory requirements with the business needs and objectives. This position ... a dynamic, highly motivated, and experienced individual for the position of **Director, Regulatory Advertising & Promotion** . The Director is part of the Global … more
- IQVIA (Durham, NC)
- …(both juniors and seniors) to collaborate with for regulatory delivery and/or business development purposes + Directly line manage a small global team of ... The Head of the Center of Excellence (CoE) for Regulatory Strategy sits within the COA consulting business...consulting and written deliverables + Participate in annual performance review team processes + Engage in recruitment and selection… more
- Citigroup (Charlotte, NC)
- …the regulatory policy subject matter experts' review of regulatory capital requirements for business initiatives, new product offerings, and changes ... The Financial Regulatory Rules Interpretation role is a position within...and non-Finance functions throughout Citi, including the Lines of Business , Risk, Treasury, and second line of… more
- Truist (Charlotte, NC)
- …mentioned below. Specific activities may change from time to time. Execute first line of defense activities related to regulatory reporting compliance with ... products, processes, policies, operating systems, accounting practices, organizational changes, regulatory requirements and business environment which may impact… more
- Bank of America (Charlotte, NC)
- …driving and executing on internal control discipline and operational excellence within a Line of Business (LOB) or Enterprise Control Function (ECF). Key ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York,...of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include… more
- TD Bank (Charlotte, NC)
- …and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line . + Performs testing of critical areas of audit. ... can provide you more specific details for this role. ** Line of Business :** Audit **Job Description:** The...Performs review of audit documentation. Oversees findings follow up and… more