- Regions Bank (Charlotte, NC)
- …given line of business to help ensure the line of business operations are conducted in compliance with regulatory and legal requirements and per the ... the effective execution of the Operational Risk Framework across the assigned business line . **Primary Responsibilities** + Conducts compliance reviews and… more
- Truist (Charlotte, NC)
- …below. Specific activities may change from time to time. 1.Through robust 2nd line oversight, ensure the Business Unit's compliant execution to the corporate ... councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure risk management strategies are appropriately communicated and… more
- First Horizon Bank (Charlotte, NC)
- …programs and other first line of defense risk activities in support of line of business growth and revenue production. The role works directly with the ... unit partners to ensure risk management expectations are met within the first line of defense. + Assess effectiveness of business unit controls through… more
- City National Bank (Charlotte, NC)
- …* Exercises effective communication and promotes positive client relations with business line colleagues and management * Maintains authoritative knowledge ... *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports...on strengthening operational risk management efforts in the first line of defense (1LOD) to support decision-making. The ORBO… more
- USAA (Charlotte, NC)
- …or quality governance. + Apply a comprehensive understanding of risk and regulatory compliance to includes business strategies and solutions. + Responsible ... us special and impactful. **The Opportunity** As a dedicated Business Risk and Controls Advisor, you will enhance risk...thinking to identify data-driven insights related to the first line of defense. The goal is to minimize risk… more
- Truist (Raleigh, NC)
- …deliverables. Execute and support risk program and reporting deliverables. Assist business line management with identifying, assessing, controlling, mitigating, ... Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Provide first line of defense… more
- USAA (Charlotte, NC)
- …control failures, facilitating risk and compliance remediation, internal and external audits and regulatory exams, and monitoring of the first line of defense to ... truly makes us special and impactful. **The Opportunity** The Business Risk and Controls Advisor Senior is positioned in...and Controls Advisor Senior is positioned in the first line of defense to advise and ensure the overall… more
- Truist (Charlotte, NC)
- …Fluency:** English (Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Provide first line of defense ... unit activities. Coordinate exam management as appropriate and regulatory interaction for business unit in partnership...line of defense risk expertise for highly complex business unit segments assigned in the execution of enterprise… more
- Truist (Charlotte, NC)
- …States of America) **Please review the following job description:** Provide first line of defense risk execution for assigned business unit segments for ... risk framework components as delegated by LOD2 risk programs. Consult with business line management on identifying, assessing, controlling, mitigating, and… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Analytics, Insights, & Artificial Intelligence **Job Description:** ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more