- USAA (Charlotte, NC)
- …accordingly. + Serves as the primary Audit point of contact on various line of business Committee Meetings and leads Continuous Monitoring activities for ... comprehensive in nature through discussions with staff. + Conducts review of the results of the annual skills assessment...horizontally within Audit Services. + Responsible for openly discussing business risks and controls with the line … more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Financial Crime Risk Management **Job Description:** The Senior ... and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are...regulatory requirements. The team engages with the 1st line of defense on the outcomes of EDD reviews,… more
- TD Bank (Charlotte, NC)
- …your recruiter who can provide you more specific details for this role. ** Line of Business :** Financial Crime Risk Management **Job Description:** Financial ... to periodically review the design and operating effectiveness of key business and function processes and controls to identify potential risks, assess weaknesses… more
- Truist (Charlotte, NC)
- …(Required) **Work Shift:** 1st shift (United States of America) **Please review the following job description:** Effectively manage overall operational and ... Climate reporting for Truist. Ensure the accurate and timely preparation, review , production and distribution of internal and external financial reports, including… more
- City National Bank (Charlotte, NC)
- …Enterprise Change Risk Management Framework and Product framework, Policy, Standards, and second line of defense Procedures annual review and refresh process. * ... requirements * Review and challenge 1LOD risk acceptances and new business initiatives * Credibly challenge 1LOD risk monitoring and reporting and related… more
- Regions Bank (Charlotte, NC)
- …informed of regulatory and industry practices + Supports the first line of defense in investigating, reviewing and providing effective challenge to risk metrics ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...Schedule for a minimum of three years. You may review , modify, or update your information by visiting and… more
- Regions Bank (Charlotte, NC)
- …audit, or other related compliance function specific to a line of business + Knowledge of legal and regulatory environment as it relates to ... Schedule for a minimum of three years. You may review , modify, or update your information by visiting and...compliance in a specific line of business **Preferences** + Master's degree + Certified Regulatory… more
- Truist (Greenville, NC)
- …drives accurate root cause identification, effective remediation and continuous improvement of business line processes and issues management processes. The role ... through determination phase for Issue creation. * Maintain comprehension of regulatory or governing body rules, business requirements and applicability… more
- Huntington National Bank (Charlotte, NC)
- …committees ( Business Unit Credit Committees, Executive Risk Committees) and regulatory reviews + Maintain oversight of policy exceptions, overrides, and decision ... + Master's Degree or equivalent (eg, MBA, Analytics, Graduate School of Banking) + Deep line of business experience, second line credit risk oversight +… more
- AdventHealth (Hendersonville, NC)
- …in Western North Carolina. These strategies may include developing business opportunities to establish partnerships, mergers and acquisitions, innovative ... business models and programs, and payor strategies. These specialized...and execution of a coordinated market-wide approach to service line expansion, program development, physician integration and strategies to… more