- First Horizon Bank (NC)
- …remediation of control deficiencies. + Escalate issues and gaps to line of business management and Risk. + Engage in regulatory inquiries, exams and internal ... business unit level risk assessments, including identifying, managing, monitoring and reporting line of business top risks and emerging risks + Develop first… more
- First Horizon Bank (Charlotte, NC)
- …remediation of control deficiencies. * Escalate issues and gaps to line of business management and Risk. * Engage in regulatory inquiries, exams and internal ... line of defense risk activities in support of line of business growth and revenue production....pursuant to federal employment laws. For further information, please review the Know Your Rights (https://www.eeoc.gov/poster) notice from the… more
- Sunrise Senior Living (Winston Salem, NC)
- …+ Ensure Sunrise Wellness and Resident Care systems are implemented and followed. ** Business Development and Top Line Growth** + Demonstrate the ability to ... and recognition, communication, family services, resident well-being, quality assurance, and regulatory compliance. Additionally, a key component of this position is… more
- Bank of America (Charlotte, NC)
- …to improve data quality of regulatory reports * Partner with NFRR Regulatory Interpretation and Technology teams to review and maintain data dictionaries for ... unit or section of a segment for a site, region, or product line within the bank's internal operations. Key responsibilities include identifying, analyzing, and… more
- American Express (Charlotte, NC)
- …problem-solving, analytical, and decision-making skills, with the ability to balance business objectives with regulatory requirements. + Excellent project ... and manage the compliance risk assessment and related activities within the second line of defense for the Compliance Risk Management framework at American Express,… more
- Truist (Charlotte, NC)
- …funds transfer pricing, and vendor contracts. 7. Provides line of business (LOB) leadership with the monthly performance review package by preparing ... integrity. 6. Subject matter expert on products, fees, and fee codes, regulatory reporting requirements, business cycles, origination channels and accounting… more
- Coinbase (Raleigh, NC)
- …expected and fully supported. The Coinbase Internal Audit is an independent, third line function that reports directly to the Coinbase Audit Committee. The purpose ... analysis, risk assessments, development of the audit plan, project management, quality review , report issuance and issue validation across IT and business … more
- Truist (Charlotte, NC)
- …integrity. + Subject matter expert on products, fees, and fee codes, regulatory reporting requirements, business cycles, origination channels and accounting flow ... with continued broadening of understanding on more complex accounting, profitability, regulatory , and business segment nuances, including cost allocation… more
- Regions Bank (Charlotte, NC)
- …and reports compliance with applicable laws, regulations and rules that govern a specific line of business and/or adherence to policies and procedures to ensure ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...of the specific product or process with a specific line of business . Focus is on the… more
- TD Bank (Charlotte, NC)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:** The **Senior Group Risk ... skills preferred + Hands -on experience (from a 1st Line or 2nd Line perspective) in non-financial...include scenario analysis + May be responsible for coordinating business continuity management (BCM) processes and supporting regulatory… more