- TD Bank (Charlotte, NC)
- …information and all matters of confidentiality; escalates issues where appropriate + Manages business operations to be in compliance with applicable internal and ... which is outlined in the general description below. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation (or… more
- TD Bank (Charlotte, NC)
- …Compliance Strategy & Operations (AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and ... lead program operations for Compliance Strategy & Operations and broadly across Corporate Compliance. This...of 8-10 years of experience in compliance, risk, or business operations within financial services or a… more
- TD Bank (Charlotte, NC)
- …and marketing materials for a broker-dealer/bank.** + **Prior testing, audit or business operations experience in areas involving regulatory compliance.** + ... information and all matters of confidentiality; escalates issues where appropriate + Manages business operations to be in compliance with applicable internal and… more
- TD Bank (Charlotte, NC)
- …information and all matters of confidentiality; escalates issues where appropriate + Manages business operations to be in compliance with applicable internal and ... with senior compliance stakeholders and audit partners. **Job Summary:** The Compliance Governance & Operations Manager leads the development and implementation… more
- IQVIA (Durham, NC)
- …implementation and management of data privacy policies, compliance initiatives, and information governance strategies across all our clinical operations , lab ... and logic to create tools and guidance that implement corporate policies in business processes. + Assess...and changes in industry standards in lab systems and operations + Lead, manage, or monitor information governance… more
- MetLife (Cary, NC)
- …innovation. What You Need to Succeed (Required Qualifications) * Bachelor's degree in Business , Supply Chain Management, Operations or a related field (or ... is a part of the Global Procurement organization and includes the Source to Pay Governance and Accounts Payable functions. The Source to Pay Governance team has… more
- USAA (Charlotte, NC)
- …state regulations. Influences sound governance structure for oversight of risks and business operations and interacts & engages with all product & channel ... and CLO on legal & regulatory considerations that impact business operations and product offerings in accordance...by upholding the highest standards and ensuring that our corporate business activities and individual employee conduct… more
- TD Bank (Charlotte, NC)
- …and all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... line's overarching strategy in developing solutions across multiple functions or operations + Interprets internal/external business challenges and the industry… more
- TD Bank (Charlotte, NC)
- …matters of confidentiality and privacy; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... governance issues + Actively manages relationships within and across various business lines, corporate and/or control functions and ensures alignment with… more
- TD Bank (Charlotte, NC)
- …and all matters of confidentiality; escalates issues where appropriate + Ensures business operations are in compliance with applicable internal and external ... governance issues + Actively manages relationships within and across various business lines, corporate and/or control functions and ensures alignment with… more