- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... requirements. The position will primarily focus on providing real-time compliance advisory services and serve as the subject matter...Company Values. + At all times complying with Marex's Code of Conduct: + To ensure that you are… more
- Marex (New York, NY)
- …For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide ... municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,...Company Values. + At all times complying with Marex's Code of Conduct: + To ensure that you are… more
- Highmark Health (Albany, NY)
- …This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within ... responsible for the administration, interpretation, and enforcement of the Compliance Program including auditing/monitoring operational processes, conducting or overseeing… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- FlexStaff (Chappaqua, NY)
- …and communicate findings effectively to practitioners and teams. Responsibilities: - Support the Compliance Officer and the overall Compliance Program - ... practices to ensure ongoing compliance - Serve as a backup to the Compliance Officer in their absence *Additional Salary Detail The salary range and/or… more
- MTA (New York, NY)
- … Manager SALARY RANGE: $95,480 - $107,850 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 2 Broadway ... analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- MTA (Jamaica, NY)
- …SALARY RANGE: $88,181.36 - $110,226.70 HAY POINTS: 519 DEPT/DIV: MTA Corporate Compliance SUPERVISOR: Agency Chief Compliance Officer LOCATION: 144-41 ... analytical and administrative work generated by the Agency Chief Compliance Officer and Compliance Director...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more
- SUNY Suffolk County Community College (Selden, NY)
- …to handle inquiries regarding the College's non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX ... DATE: May 5, 2025 TITLE: Provisional- College Public Safety Officer I (Non-Sworn) CAMPUS: College START DATE: ASAP TYPE...+ Issues parking Violation Tickets. + Enforces the Student Code of Conduct; testifies in hearings and criminal courts.… more
- SUNY Suffolk County Community College (Selden, NY)
- …to handle inquiries regarding the College's non-discrimination polices: Civil Rights Compliance Officers Christina Vargas Chief Diversity Officer /Title IX ... 23-40 DATE: July 26, 2023 TITLE: College Public Safety Officer I Part Time CAMPUS: College START DATE: ASAP...+ Issues parking Violation Tickets. + Enforces the Student Code of Conduct; testifies in hearings and criminal courts.… more
- SUNY Erie Community College (Buffalo, NY)
- …Grievance procedures are available to interested persons by contacting the Civil Rights Compliance Officer listed below. Retaliation against a person who files a ... to handle inquiries regarding the College's non-discrimination policies:_ **Civil Rights Compliance Officer ** Human Resource Department North Campus 6205 Main… more