- HUB International (New York, NY)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...Bank Secrecy Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). * Provide guidance on regulations,… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY* *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance ...SEC Rule 204, SEC Rule 206, Regulation Best Interest, Code of Conduct, etc.). *Must-Have** * Bachelor's Degree or… more
- ManpowerGroup (New York, NY)
- **Jefferson Wells has a long-term contract opportunity for a Fractional Compliance Officer ** **Position Type:** Part-Time / Contract **Location:** NYC **Reports ... / Administration **Rate** W2 65- 75 hr **Position Summary:** The Fractional Compliance Officer serves as a strategic advisor and operational leader responsible… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business...in Lending Act, Community Reinvestment Act, Fair Lending Practices, Code of Conduct, etc.). WHAT DO YOU NEED TO… more
- IBM (Poughkeepsie, NY)
- **Introduction** IBM is seeking a highly experienced and strategic US Public Sector Compliance Officer to lead and support compliance efforts across all IBM ... frameworks, mitigating risk, and fostering a culture of integrity and compliance throughout IBM's public sector operations. **Your role and responsibilities**… more
- New York State Civil Service (Albany, NY)
- …located in Albany, New York, invites applications for the position of Senior Compliance Officer , Civil Rights. Key responsibilities include managing civil rights ... Title The State University of New York - Senior Compliance and Investigations Officer Occupational Category Legal...Street Address 353 Broadway City Albany State NY Zip Code 12246 Duties Description The Office of Civil Rights… more
- City of New York (New York, NY)
- …- Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative Code 6-129. - Conduct comprehensive ... the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams'...Solve The incumbent will report to the Deputy Director, Compliance and with wide latitude for independent judgment will… more
- City of New York (New York, NY)
- …- Work closely with the Deputy Director to ensure agency accountability and compliance with New York City's Administrative Code 6-129. - Conduct comprehensive ... the people of New York City as an NYPD officer , state senator, and Brooklyn borough president. The Adams'...Solve The incumbent will report to the Deputy Director, Compliance , and with wide latitude for independent judgment will… more
- MTA (Jamaica, NY)
- …are implemented fully and timely while maintaining transparency. Assist the Agency Compliance Officer with planning, directing, and administering the operations ... implementing recommendations, as needed + Represent the Agency Chief Compliance Officer at MTA Audit Committee meetings...New York State Public Officers Law & the MTA Code of Ethics, all employees who hold a policymaking… more