- Robert Half Legal (Philadelphia, PA)
- …and regulations, including those related to private placements, investment advisors, and broker - dealer activities. * Ability to thrive in a fast-paced, ... raising transactions required. * Other corporate transaction experience, including M& A, commercial contracts, and corporate governance a plus * Prior experience and… more
- Vanguard (Malvern, PA)
- …on providing interpretative advice under the Securities Act of 1933 and 1934, FINRA broker - dealer regulation, ERISA, and the Investment Company Act of 1940. + ... developments affecting Vanguard, and maintains affiliations with relevant industry, compliance , and risk associations. + Develop and maintain relationships...Commercial mindset and strong negotiation skills required. Special Factors… more