- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve problems. **Essential Duties and Responsibilities** + Assists in overseeing compliance program (s) for an assigned business entity to ensure ... training programs, including maintaining training records and coordinating training with other compliance activities. + Reports compliance program status and… more
- USAA (Tampa, FL)
- …USAA's Risk and Compliance team seeks a highly skilled Risk and Compliance Advisor Lead to play a significant role in safeguarding our organization. ... and guidance regarding business products, services, and processes through a compliance /risk framework to ensure adherence to regulatory requirements.… more
- USAA (Tampa, FL)
- … Compliance team is seeking a highly skilled and experienced Risk and Compliance Advisor Senior to improve our organization's security measures. This role is ... in a large institution and/or highly matrixed environment. + In-depth knowledge of compliance laws, regulations, and regulatory expectations. + Ability to apply … more
- USAA (Tampa, FL)
- …USAA's Risk and Compliance team seeks a highly skilled Risk and Compliance Advisor Senior to play a meaningful role in safeguarding our organization. ... a complex institution and/or highly matrixed environment. + In-depth knowledge of compliance laws, regulations, and regulatory expectations. + Ability to apply… more
- USAA (Tampa, FL)
- …special and impactful. **The Opportunity** We are looking for a mid-level Risk and Compliance Advisor with expertise in Third Party Risk and a strong foundation ... compliance experience in a highly matrixed environment. + Knowledge of compliance laws, regulations, and regulatory expectations. + Proven ability to apply… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and resolve problems. **Essential Duties and Responsibilities** + Assists in overseeing compliance program (s) for an assigned business entity to ensure ... of moderate scope and complexity. Serves as a Technical Advisor to teams. Some guidance is provided to perform...including maintaining training records and coordinating training with other compliance activities. + Reports compliance program… more
- USAA (Tampa, FL)
- …makes us special and impactful. **The Opportunity** We are seeking a Risk and Compliance Advisor with Identity and Access Management (IAM), Customer Identity and ... role involves providing independent oversight and guidance within a risk and compliance framework to ensure alignment with regulatory requirements and USAA's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …certification to ensure the tactical and strategic success of the firm's PCG Compliance program . Responsibilities include but are not limited to providing advice ... and guidance on industry rules, regulations, and firm policies, providing compliance education to new and existing PCG branch associates, conducting various… more
- Truist (Jupiter, FL)
- …for clients, their attorneys and CPAs. * Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing ... review the following job description:** Serve as primary relationship advisor for high net worth and ultra-high net worth...audit, compliance and regulatory framework in order to ensure a high quality,… more
- JPMorgan Chase (Jacksonville, FL)
- …Loans and HELOCs in a call center environment + Recommend optimum product/rate program combinations to prospects + Ensure compliance with applicable statues and ... our fun, high-energy team as a Senior Home Lending Advisor in Chase Home Lending and put your exceptional...this area of specialization. You will adhere to all regulatory requirements while marketing and promoting the financial products… more
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