- Raymond James Financial, Inc. (St. Petersburg, FL)
- …A2C (Assistant to Chair) program . * Ensures adherence to legal, regulatory , and firm compliance requirements throughout the recruiting process. * Implements ... strategic recruiting initiatives (eg, targeted hiring events) and new hire development initiatives (eg rotation assignments). * Keeps apprised of competitive market and landscape, identifying best practices and recruiting trends. * Performs other duties and… more
- TD Bank (Fort Lauderdale, FL)
- …implemented proper controls to ensure regulatory compliance . + Ensure compliance for the Digital Advisor platform, ensuring regulatory adherence and ... day-to-day operations and in the design of a future-focused compliance program . This not just about implementing...US Wealth Compliance acts as an independent regulatory compliance and conduct risk management and… more
- Carnival Cruise Line (Miami, FL)
- …roadmaps. Review and improve tools, methods, processes, and procedures. + Regulatory Compliance Assessment: Conduct assessments and oversee assessments conducted ... such as Sarbanes-Oxley (SOX) and Payment Card Industry (PCI) compliance . The Principal Analyst is a trusted advisor...+ Compliance Monitoring and Reporting: Lead ongoing compliance activities, track regulatory changes, and prepare… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to achieve desired maturity and sustainability, serving in an advisory and oversight advisor to business teams, coordinating compliance functions, acting as a ... maintenance of the RJF US Books and Records Governance Program . This includes, but is not limited to, leading...communication, spreadsheets, and databases. **Ability to:** + Explain complex regulatory and compliance risks and issues to… more
- Anywhere Real Estate (Miami, FL)
- …government regulations for the protection of sensitive information. Our Privacy and Compliance Analysts manage data, regulatory and operational risks related to ... well as internal and external customers. The Data Privacy and Compliance Analyst is responsible for assessing applications, policies/procedures, and business… more
- Chewy (Plantation, FL)
- …in an in-house role within e-commerce, or retail. + Demonstrated expertise in regulatory risk management, compliance program development, and policy ... e-commerce environment. **What You'll Do:** + Serve as the primary legal advisor on regulatory and compliance matters impacting our Retail business, ensuring… more
- Fresenius Medical Center (Jacksonville, FL)
- …contracted hospitals according to the established policies and procedures and in compliance with all applicable regulatory requirements. + Ensure efficient ... partnering with Human Resources on employee matters. + Acts as an advisor to subordinate(s) to meet schedules and/or resolve technical problems. Responsible for… more
- Copeland (Palm Beach Gardens, FL)
- …employees with the tools and knowledge to drive healthy financial decisions.** ** Regulatory Compliance & Reporting:** **Ensure compliance with ... related retirement offerings, ensuring they meet employee needs and regulatory requirements.** **Vendor Relationship Management:** **Oversee and manage relationships… more
- Raymond James Financial, Inc. (Oakland Park, FL)
- …distance learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for ... the next generation of Raymond James Financial Advisors. The program takes a holistic approach by incorporating training for...Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice.… more
- Wells Fargo (Tampa, FL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... this role, you will:** + Serve as an expert advisor to middle market private equity firms ("PE firms"...the business unit's risk appetite and all risk and compliance program requirements. **Applicants with Disabilities** To… more
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