- MUFG (Tampa, FL)
- …assessment, and management of inherent, control, and residual risks. **Primary Responsibilities:** ** Regulatory and Compliance ** + Maintain a high degree of ... knowledge with current and proposed security changes impacting regulatory , privacy, and security industry best practice guidance, leveraging technological solutions… more
- BMO Financial Group (West Palm Beach, FL)
- …management of core business/group processes. + Develops and manages a business/group program . + Reviews the program for effectiveness, considers industry trends ... their trust. + Follows through on the risk and compliance processes and policies to ensure we safeguard our...+ Protects the Bank's assets and complies with all regulatory , legal and ethical requirements. + Operates at a… more
- TECO Energy (Ybor City, FL)
- …the IT control environment. Administers and monitors the execution of Tampa Electric compliance program by sampling compliance deliverables for acceptable ... **Bob E Maxey Jr** Recruiter: **Mark E Koener** TITLE: Compliance & Risk Analyst/ Advisor , Progression PERFORMANCE COACH:...control environment. Administers and monitors the execution of TEC compliance program by sampling compliance … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to achieve desired maturity and sustainability, serving in an advisory and oversight advisor to business teams, coordinating compliance functions, acting as a ... maintenance of the RJF US Books and Records Governance Program . This includes, but is not limited to, leading...communication, spreadsheets, and databases. **Ability to:** + Explain complex regulatory and compliance risks and issues to… more
- APTIM (Tampa, FL)
- …for a Department of Transportation (DOT) Fleet Operations and Hazardous Materials Advisor who will offer significant value to clients with knowledge of Federal ... to APTIM. + Assist with developing and implementing strategic market/business plans, advisor to help the team expand APTIM's Environmental Solutions service areas… more
- Guardian Life (Tallahassee, FL)
- …of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated broker/dealer ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- Western Digital (Tallahassee, FL)
- …Monitor changes in regulatory requirements and industry risk trends. + Ensure compliance with regulatory expectations and best practices in ERM and internal ... storage. **Job Description** The Director of the Enterprise Risk Program within Internal Audit is responsible for developing, leading,...audit execution and reporting. + Serve as a strategic advisor on risk issues uncovered during audits and offer… more
- Citigroup (Tampa, FL)
- …a Booking Program is critical to Citi meeting its external regulatory commitments, in addition to standardizing and simplifying its internal booking processes ... and controls to meet the relevant policy, compliance and reporting requirements. The **Booking Control ...across businesses and products + Act as a key partner/ advisor to the Businesses to enable identification, aggregation, reporting… more
- Wells Fargo (Ocala, FL)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... . **In this role you will:** + Assist Financial Advisor (s) with sales, service and operational related activities such...the business unit's risk appetite and all risk and compliance program requirements. Candidates applying to job… more
- Bank of America (Tampa, FL)
- … consistent with applicable laws, rules, regulations, and regulatory guidance. The GES Program Manager serves as a trusted advisor to the Chief Compliance ... guidance. The GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational...groups + Experience leading teams and initiatives **Skills:** + Regulatory Compliance + External Resource Management +… more
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