- TD Bank (Charlotte, NC)
- …industry standards. TD Bank is seeking a Senior Manager to coordinate across Compliance Programs to proactively prepare for audit exams. The manager is ... to detail, and strong executive communication skills to interact with senior compliance stakeholders and audit partners. Key Responsibilities: + Draft an… more
- TD Bank (Charlotte, NC)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking,… more
- Deloitte (Charlotte, NC)
- …+ Assist multi-state companies with state unclaimed property matters including audit defense, voluntary compliance , annual reporting, developing policies and ... controversy. What you'll do As an Unclaimed Property Tax Manager within the Multistate Tax Services group, you will...Tax Services group, you will provide tax consulting and compliance services to a diverse client base in a… more
- Truist (Charlotte, NC)
- …to successfully implement and document remediation. 7. Support the business for all audit and regulatory exam engagements. 8. Communicate with assigned business ... Wholesale Business Unit Risk Team with senior leadership, committee presentations, audit or regulators. **Essential Duties and Responsibilities** Following is a… more
- City National Bank (Charlotte, NC)
- …regarding the ORM framework, policies and procedures. * Support and facilitate audit and regulatory exam activities * Build effective relationships, alliances, ... *OPERATIONAL RISK FRAUD OVERSIGHT MANAGER II* WHAT IS THE OPPORTUNITY? Operational Risk...years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years… more
- TD Bank (Charlotte, NC)
- …this role. **Line of Business:** Governance & Control **Job Description:** The Audit & Exam COE Control Group Manager will serve as the Exam Management ... across multiple stakeholders and departmental boundaries **Preferred Qualifications:** + Managing audit and exam management teams + Expert knowledge of… more
- Bank of America (Charlotte, NC)
- …groups as needed to ensure alignment across the AML program. + Work on exam / audit /regulatory management from a FLU perspective, where needed. + Identify control ... Director, Business Support Manager Charlotte, North Carolina **To proceed with your...facilitate strategic decision-making and ensuring alignment with regulatory and compliance requirements. + Analyze and present key business metrics… more
- Huntington National Bank (Charlotte, NC)
- …E2E cycle time, queue aging, productivity per FTE, SLA adherence, quality escapes, audit / exam findings, loss events. + Build a performance cadence (daily ... while elevating controls, resiliency, and colleague productivity. The EPO Product Manager is the accountable owner for defining the target‑state vision and… more
- TD Bank (Charlotte, NC)
- …and Implementation of frameworks, standards, and processes to meet Banks Audit & Compliance requirements. + Supports any regulator exam , audit , or other ... regulatory environment and related implications to identity management, security and audit compliance . **Customer Accountabilities:** + Supports and performs… more
- Truist (Charlotte, NC)
- …Governance Committee, as well as other Committees, as applicable. 10. Assist with Audit and Regulatory Exam management. 11. Assist in thematic review of ... reporting governance framework in the execution of enterprise, technology, operational, and compliance risk frameworks to align with second line of defense program… more
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