- TD Bank (New York, NY)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- TD Bank (New York, NY)
- …based on professional judgment regarding responsiveness and appropriateness.** **In this position, the Compliance Audit & Exam Specialist will assist the team in ... Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission... Compliance Department, the US CCO and the Compliance Executive Team** **The Audit and Exam… more
- City National Bank (New York, NY)
- *BUSINESS AFFAIRS MANAGER * *WHAT IS THE OPPORTUNITY?* This position is a multi-faceted role that will work directly with the City National Rochdale (CNR) Director of ... Act as the 1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and regulatory responses .… more
- M&T Bank (Buffalo, NY)
- …quality product in line with department and industry standards and expectations. The Audit Manager will be responsible for overseeing ongoing risk assessment, ... control identification, audit execution and continuous auditing of their applicable ...for direct reports. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory… more
- M&T Bank (Buffalo, NY)
- … audit methodology, talent management, quality assurance, and reporting. The Sr. Manager Audit Professional Practices will be responsible for coaching team ... with division and industry standards and expectations. As a member of the Audit Leadership Team, this leadership role supports continued enhancements to audit … more
- HSBC (Buffalo, NY)
- …skills through its versatile, inquisitive, and diverse team of global professionals. As our Audit Manager , Regulatory Compliance , Conduct and Legal (RCCL) ... and participate in global initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance...associated risks to the stakeholders and assist the Senior Audit Manager in drafting audit … more
- M&T Bank (Buffalo, NY)
- …to M&T and a market/industry platform. Maintains an environment of strong compliance and risk management providing control, insuring quality and accuracy of ... and pending risk/opportunity. + Exercise usual authority of a manager concerning staffing, performance appraisals, promotions, salary recommendations, performance… more
- Scotiabank (New York, NY)
- Senior Audit Manager , US AML Audit **Requisition ID:** 227034 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a ... to drive ambition for every future! **Purpose** The Senior Audit Manager contributes to the overall success...US AML/BSA/Sanctions requirements, including but not limited to the Bank Secrecy Act and OFAC regulations, guidance, and regulatory… more
- TD Bank (New York, NY)
- … **Job Description:** **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a complex, fast-paced, setting as we build a new compliance structure that better aligns with the bank...key process steps prior to closure + Tracking US Compliance Enforcement Actions. + Managing audit and… more
- TD Bank (New York, NY)
- … Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...the lending activities of Wealth Banking.** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures… more