- M&T Bank (Getzville, NY)
- …division policy and that all activities of the unit are performed in compliance with applicable law and regulation, and where relevant, investor guidelines. + Direct ... M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by external regulators as… more
- Mizuho Corporate Bank (New York, NY)
- …the VP/Executive Director of Compliance in managing the company's tax compliance , provision, research, transfer pricing and audit functions. This role ... The Corporate Tax Compliance Associate will support...to inquiries from Tax Authorities. + Support Transfer Pricing manager in documentation and information gathering. Requirements: + Education… more
- Bank of America (New York, NY)
- …and businesses based on role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will provide you with information on ... Global Banking Lead New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial… more
- Bank of America (New York, NY)
- …the completeness and accuracy associated with the firms Deposit Insurance determination and associated compliance to FDIC 370. Bank of America, NA holds over $2 ... and represent the reporting function to control partners (eg, Audit and Compliance ) * Identify, track, and...role-specific considerations. Should you be offered a role with Bank of America, your hiring manager will… more
- TD Bank (New York, NY)
- …partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit , Risk and Technology - as well as fostering ... well as assist with rolling out any firm- or bank -wide initiatives. **Position Overview:** The Investment Banking group is...obtain within 6 months. + Experience in capital markets, compliance , audit , risk, control and governance or… more
- Trustco Bank (Schenectady, NY)
- …and report any exceptions to the Branch Manager , Branch Administration and Audit Department immediately. + Cross-sells the Bank 's products and services to ... bank operational and security policies and procedures including compliance and privacy policies and procedures to maintain customer confidentiality. **ESSENTIAL… more
- TD Bank (Albany, NY)
- …and follows compliance /risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... refer them to the appropriate team member or internal Bank partner, while ensuring a positive customer experience +...comprehensive responses to all external audit , regulator and compliance requests and findings.… more
- TD Bank (New York, NY)
- …in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance **Employee/Team Accountabilities:** ... of issues with key stakeholders, such that TD achieves and maintains compliance and properly remediates findings from internal and external reviews as well… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... of advice and decisions on the well-being of the Bank , as well as its customers, its employees and...Provides prompt and comprehensive response to all external audit , regulator and compliance requests and findings… more
- TD Bank (New York, NY)
- …functions on development, maintenance, and implementation of all aspects of AML/ATF/Sanctions/ABAC compliance programs in line with the Bank 's risk appetite and ... customers identified as posing increased financial crime risk, in compliance with the bank 's Customer Exit Standard....and assesses potential impacts + Handles inquiries/requests from Internal Audit and regulators + Maintains a culture of risk… more