- TD Bank (New York, NY)
- …risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...the wider Monitoring and Testing Team. The Director - Compliance Testing Team… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... of topics and projects in the areas of product compliance , regulatory compliance , product safety,...compliance \(e\.g\., Proposition 65, etc\.\), recalls, and product testing protocols\. Perform legal research and assist in driving… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing ... work papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank and experience conducting control… more
- Sumitomo Pharma (Albany, NY)
- …seeking a dynamic, highly motivated, and experienced individual for the position of ** Director , Regulatory Advertising & Promotion** . The Director is ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- JPMorgan Chase (New York, NY)
- …Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in ... status quo and striving to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment...Capabilities and Skills:** + 10+ years of experience in regulatory compliance , legal, or risk management roles… more
- Stony Brook University (Stony Brook, NY)
- Director of Clinical Research Compliance and Privacy **Position Summary** The Stony Brook Medicine (SBM) Director of Clinical Research Compliance and ... Audit Committee of the Governing Body. **Duties of a Director of Clinical Research Compliance and Privacy...guidance to SBM leadership and staff on requirements and regulatory topics pertaining to research and academic compliance… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... Join the Mizuho team! As the Director of Compliance Technology Modernization, you...related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
- Scotiabank (New York, NY)
- …+ Providing guidance for compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key role on the initiative to ... Director , Markets Compliance Officer **Requisition ID:**...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more
- American Express (New York, NY)
- …through continuous coaching, feedback, recognition and encouragement + Certified Regulatory Compliance Manager (CRCM) Certification **Qualifications** Salary ... define your own path. Find your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading a team within… more