- TD Bank (New York, NY)
- …risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...the wider Monitoring and Testing Team. The Director - Compliance Testing Team… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... of topics and projects in the areas of product compliance , regulatory compliance , product safety,...compliance \(e\.g\., Proposition 65, etc\.\), recalls, and product testing protocols\. Perform legal research and assist in driving… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- S&P Global (NY)
- …quality work + Perform Residual Risk Assessment and manage trigger events + Ensure compliance with standards and regulatory compliance efforts. + Oversee ... **Grade Level (for internal use):** 13 **S&P Global Corporate** ** Director , First Line Technology Controls Testing and...Corporate Platforms, as well as with Enterprise Risk and Compliance , and Audit. + Lead efforts in defining and… more
- Capital One (New York, NY)
- Director , Network Compliance (Advisory) The Network Compliance Director performs a key risk management role in the second line of defense for Capital ... the Compliance Management Program framework, the Network Compliance Director is responsible for leading and... risks, including emerging external risks + Partner with compliance testing teams to plan for and… more
- JPMorgan Chase (New York, NY)
- …execution, trade surveillance, and market abuse regulations. + Proven ability to manage regulatory interactions, audits, and compliance testing programs. + ... status quo and striving to be best-in-class. As a Compliance Risk Management Director within the ...Compliance teams to ensure a coordinated approach to regulatory compliance . + Identify practical uses of… more
- Scotiabank (New York, NY)
- …+ Providing guidance for compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key role on the initiative to ... Director , Markets Compliance Officer **Requisition ID:**...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more
- American Express (New York, NY)
- …through continuous coaching, feedback, recognition and encouragement + Certified Regulatory Compliance Manager (CRCM) Certification **Qualifications** Salary ... define your own path. Find your place in risk and analytics on #TeamAmex. The Director of Consumer Practices Compliance is responsible for leading a team within… more
- MTA (New York, NY)
- Compliance Director Job ID: 10801 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: Office Chief ... Compliance Off Date Posted: May 8, 2025 Description JOB TITLE: Compliance Director SALARY RANGE: $112,508.24 - $140,635.31 HAY POINTS: 775 DEPT/DIV: MTA… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Commodities Compliance Executive Director on our New York based team and within the ... and bulletins to support awareness of requirements + Create and deliver Compliance training presentations to emphasize important regulatory and policy… more