- TD Bank (New York, NY)
- …risk culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created ... for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is...the wider Monitoring and Testing Team. The Director - Compliance Testing Team… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... of topics and projects in the areas of product compliance , regulatory compliance , product safety,...compliance \(e\.g\., Proposition 65, etc\.\), recalls, and product testing protocols\. Perform legal research and assist in driving… more
- American Express (New York, NY)
- …together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing ... work papers, and drafting reports. A successful candidate will have audit or compliance testing experience within a large bank and experience conducting control… more
- Sumitomo Pharma (Albany, NY)
- …seeking a dynamic, highly motivated, and experienced individual for the position of ** Director , Regulatory Advertising & Promotion** . The Director is ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- Mizuho Corporate Bank (New York, NY)
- …production team, ensuring the accurate and timely submission of reports in compliance with regulatory requirements. The successful candidate will possess strong ... Summary The Liquidity Regulatory Reporting is a team responsible for the...drug-free workplace and reserve the right to require pre- and post-hire drug testing as permitted by applicable law.… more
- JPMorgan Chase (New York, NY)
- …Chief Compliance Officer (CCO) where you will lead oversight of regulatory compliance for registered closed-end funds in alternative investment strategies in ... status quo and striving to be best-in-class. As a Compliance Executive Director for Retail Alternatives Investment...Capabilities and Skills:** + 10+ years of experience in regulatory compliance , legal, or risk management roles… more
- Stony Brook University (Stony Brook, NY)
- Director of Clinical Research Compliance and Privacy **Position Summary** The Stony Brook Medicine (SBM) Director of Clinical Research Compliance and ... Audit Committee of the Governing Body. **Duties of a Director of Clinical Research Compliance and Privacy...guidance to SBM leadership and staff on requirements and regulatory topics pertaining to research and academic compliance… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... Join the Mizuho team! As the Director of Compliance Technology Modernization, you...related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
- Scotiabank (New York, NY)
- …+ Providing guidance for compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key role on the initiative to ... Director , Markets Compliance Officer **Requisition ID:**...management and US Compliance personnel on relevant compliance issues, the regulatory environment, and … more
- Bowery Residents Committee (Manhattan, NY)
- …management instructions, policies and procedures, and regulatory authorities. The Director of Audit Compliance will manage internal and external financial, ... Position Overview Reporting to the CFO, the Director of Audit Compliance performs various...Performs control evaluation activities that include risk assessment, ongoing testing of transactional key controls, review of information technology… more