- First Horizon Bank (Charlotte, NC)
- …of company's seeking or receiving lines of credits or loans to ensure compliance in lending procedures, assessment of the adequacy and quality of collateral and ... or borrower limitations to deal team and Field Exam Manager on how the exam is progressing and provide...vendor as needed. For exams with more than one examiner , determine if it is necessary for both examiners… more
- The Clorox Company (Durham, NC)
- …**Your role at Clorox:** The Assistant Manager , Compliance plays a key ... global internal audit strategy, with a strong focus on compliance and investigations. This role assists in identifying and...risks while helping to strengthen internal controls. The Assistant Manager will contribute to the delivery of a risk-based… more
- City National Bank (Charlotte, NC)
- * MANAGER FINANCIAL INTEL SERVICES SENIOR* WHAT IS THE OPPORTUNITY? Management and accountability of the Bank's Financial Crimes Compliance (FCC) department ... function within the detection and prevention control environment. This Senior Manager will drive bank's transaction monitoring and OFAC enterprise solution strategy,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Audit Manager , VP on the Strategy, Digital and Innovation (SDI) audit team who will provide leadership in Wells ... more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation + Experience working in a highly formal audit environment, including… more
- Citizens (Charlotte, NC)
- Description As the First Line Risk Senior Manager for the Embedded Banking business, you will represent the First Line of Defense and identify and mitigate potential ... federal regulatory requirements. You will also work with the First Line Risk Manager to initiate root cause analysis into control failures and identification of… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Vice President, Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides horizontal ... more of the following: CPA, CAMS, CRCM, CIA, CISA or Commissioned Bank Examiner designation + Experience leading and providing feedback to staff on audit/risk… more
- City National Bank (Raleigh, NC)
- *AUDIT MANAGER I- ENTERPRISE RISK MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager I position is a leadership role as an auditor-in-charge to guide a team ... performed, and effectively communicate audit results to the Audit Senior Manager /Director and senior management in meetings, presentations, and/or written reports… more
- Truist (Charlotte, NC)
- …and reporting standards. + Review and update policies and procedures for compliance with regulations and corporate polices and standards. + Support development of ... + Ensure robust internal controls over financial reporting in compliance with Sarbanes-Oxley (SOX) requirements, including disclosure controls and procedures.… more
- Truist (Charlotte, NC)
- …W analysis processes including projects/initiatives with potential Regulation W compliance and reporting impacts. Provide training and guidance to subordinates ... experience working for a large, SEC-registered financial institution or senior manager -level public accountant with extensive bank experience. 4. Prior experience as… more
- Bank of America (Charlotte, NC)
- …for leading regulatory exam preparatory activities while also leading the FDIC examiner through our compliance activities associated with FDIC 370. This ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more