- Citigroup (Charlotte, NC)
- The Financial Regulatory Rules Interpretation role is a position within the CBNA CFO and Finance Transformation Organization in the Regulatory Capital Policy ... in Finance or Accounting preferred. **Job Family Group:** Finance **Job Family:** Financial & Regulatory Rules Interpretations **Time Type:** Full time **Primary… more
- Truist (Charlotte, NC)
- …time to time. Execute first line of defense activities related to regulatory reporting compliance with operational risk guidelines. This includes proactively ... services or related field + Broad risk and regulatory knowledge with an emphasis on: Compliance ,... services or specialized industry experience + Knowledge of regulatory reports produced within the Financial Services… more
- Navient (Raleigh, NC)
- …our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager ... - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst...workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- TD Bank (Charlotte, NC)
- … in all jurisdictions where TD operates. **Job Description Summary:** The Senior Financial Crime Risk Analyst role contributes to the development and maintenance ... more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** **Department Overview:** The...**Depth & Scope:** + Works independently as the senior analyst / subject matter expert and may coach and… more
- Cypress Creek Renewables (Durham, NC)
- Compliance Operations Analyst at Cypress Creek Renewables (View all jobs) (https://ccrenew.com/careers/) Durham, NC The Company Cypress Creek Renewables is ... organization. We hope you will join us. Overview The Compliance Operations Analyst plays a critical role...management system. + Process control and submissions for key compliance deliverables (eg, regulatory filings, invoices, notices,… more
- Wells Fargo (Charlotte, NC)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... deposits, derivatives, securities, equity, capital etc.) + Knowledge and understanding of regulatory and financial reporting: Federal Reserve, OCC, SEC, etc. +… more
- TD Bank (Charlotte, NC)
- …for identifying, assessing, and mitigating financial crime risks, ensuring compliance with regulatory requirements, and providing expert recommendations on ... institution + Demonstrated expertise in high-risk customer reviews and regulatory compliance + Strong analytical, problem-solving, and decision-making skills… more
- Pfizer (Rocky Mount, NC)
- …our shareholders. **How You Will Achieve It** + As the Senior Financial Analyst , you will support month-end-close activities, budgeting, forecasting, reporting ... periodic financial close and reporting, budgeting, forecasting, financial analysis, controls and compliance . Your analysis,...of experience. + 2+ years of experience as a financial analyst in FP&A, manufacturing organization +… more
- Coinbase (Raleigh, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst... reports to management and implementing resolutions to improve compliance efforts * Analyze financial impact of… more