- Citigroup (Charlotte, NC)
- The Financial Regulatory Rules Interpretation role is a position within the CBNA CFO and Finance Transformation Organization in the Regulatory Capital Policy ... in Finance or Accounting preferred. **Job Family Group:** Finance **Job Family:** Financial & Regulatory Rules Interpretations **Time Type:** Full time **Primary… more
- US Bank (Charlotte, NC)
- …experience. . Advanced understanding of applicable compliance laws, regulations, financial services, and regulatory trends that affect assigned line of ... and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can...read, understand, and interpret applicable internal MRM policies and regulatory rules/guidance to confirm compliance . **_NOTE: This… more
- TD Bank (Charlotte, NC)
- …with staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions ... reporting to multiple stakeholders, and manages ongoing marketing items to ensure compliance with firm and regulatory policy. Teammates interact directly and… more
- TD Bank (Charlotte, NC)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution ... dedicated to setting new industry standards. TD Bank is seeking a Senior Analyst for Compliance Strategy and Operations (S&O). A technology forward strategic… more
- TD Bank (Charlotte, NC)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on ... , risk management and operation domains with a strong emphasis on regulatory compliance . You will shape data strategy, collaborate cross-functionally, and… more
- Navient (Raleigh, NC)
- …our mission, read more below, and let's build something great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager ... - Head of 1st Line of Defense Compliance .** **As the Senior Compliance Analyst...workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &… more
- Coinbase (Charlotte, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- Guardian Life (Raleigh, NC)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst... reports to management and implementing resolutions to improve compliance efforts * Analyze financial impact of… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory ... requirements, and consistently deliver high-quality resolutions. As an Analyst , Compliance TMS Operations within the CX… more