- TD Bank (Fort Lauderdale, FL)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US Compliance … more
- TD Bank (Fort Lauderdale, FL)
- …with a team of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- MyFlorida (Tampa, FL)
- …is provided related to SAMH programs. + Responsible for the regional Readiness Monitoring . + Conduct compliance monitoring of subrecipients by providing ... as specified in Section 287.057(26), if applicable. + Responsible for the compliance technical assistance and monitoring activities, in person; ensure technical… more
- Truist (Orlando, FL)
- …review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business unit, Consumer and ... of risk and control assessments, change risk initiatives, and aggregated control environment monitoring and trend analysis with the goal of minimizing losses for the… more
- Citigroup (Tampa, FL)
- …to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring , continuous assurance, and reporting programs within ... Plan. + Participates in the planning, executing, and reporting of compliance monitoring and compliance and regulatory issue validation activities for… more
- MyFlorida (Tallahassee, FL)
- …steps are taken to assist programs/providers when problems are identified. + The Annual Monitoring Compliance Schedule is followed, and all timeframes are met. + ... CHIEF OF MONITORING AND QUAL IMPROVEMENT - 80080120 Date: Aug...3 years of writing detailed technical documents. (Examples: annual compliance reports, site summaries, official department policy or procedures,… more
- American Express (Sunrise, FL)
- …assessments, or procedure development - Understanding of tech-enabled risk tools and compliance monitoring systems **Skills & Competencies:** - Strong critical ... Responsibilities:** Executing compliance program elements including: - Compliance Risk Assessments (CRAs) - Monitoring and...including: - Compliance Risk Assessments (CRAs) - Monitoring and Testing - Training and Awareness - Policies… more
- TD Bank (Fort Lauderdale, FL)
- …and programs, including Compliance Risk Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing, Program ... can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank… more
- PNC (FL)
- …preferred focus on our Public Finance business line - Designing and implementing compliance monitoring activities over sales and trading practices. - Leading the ... materials, policies and procedures to ensure alignment. + Leads the compliance monitoring program and reviews activity to ensure it falls within established… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …analyzes the fair lending risk within various business units. * Performs periodic compliance monitoring and prepares reports summarizing the Bank's fair lending ... regulatory, organizational, and regulatory requirements. * Identifying and applying appropriate compliance monitoring procedures and tests. * Responding to… more