- TD Bank (Fort Lauderdale, FL)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US Compliance … more
- TD Bank (Fort Lauderdale, FL)
- …Compliance for Credit Cards and Unsecured Lending, specifically related to regulatory compliance monitoring . This role will execute monitoring , conduct ... would require the following: + Ability to execute and enhance the Bank's monitoring program + Manages and/or perform independent compliance reviews of regulatory… more
- MyFlorida (Tampa, FL)
- …is provided related to SAMH programs. + Responsible for the regional Readiness Monitoring . + Conduct compliance monitoring of subrecipients by providing ... as specified in Section 287.057(26), if applicable. + Responsible for the compliance technical assistance and monitoring activities, in person; ensure technical… more
- Citigroup (Tampa, FL)
- …to address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring , continuous assurance, and reporting programs within ... Plan. + Participates in the planning, executing, and reporting of compliance monitoring and compliance and regulatory issue validation activities for… more
- Carnival Cruise Line (Miami, FL)
- …to compliance and sustainability. **Internship Project Summary** **Project Title:** Compliance Monitoring & Reporting **Objective:** The intern will support ... the ISM & Compliance team in monitoring regulatory compliance across the fleet, analyzing performance metrics, and contributing to process improvement… more
- Datavant (Tallahassee, FL)
- …Auditing: Support in the compliance risk assessment process. Conduct independent compliance monitoring and auditing to validate the effectiveness of program ... topics such as conflict of interest, policy governance, development of compliance monitoring and auditing, and compliance investigations. + Demonstrated… more
- PNC (FL)
- …preferred focus on our Public Finance business line - Designing and implementing compliance monitoring activities over sales and trading practices. - Leading the ... materials, policies and procedures to ensure alignment. + Leads the compliance monitoring program and reviews activity to ensure it falls within established… more
- American Express (Sunrise, FL)
- … compliance program, including policies, issue management, and oversight of Compliance monitoring and testing. + Actively participate in Tech committees ... inherent compliance risks. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing, and related efforts. + Develop and… more
- NextEra Energy (Palm Beach Gardens, FL)
- … with NERC standards. + Implement and maintain tools and systems for continuous compliance monitoring and reporting. + Coordinate and support external audits and ... and external use. + Assist in the preparation of compliance submissions and regulatory filings. + System Monitoring... compliance submissions and regulatory filings. + System Monitoring & Audits: + Monitor and conduct regular audits… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or ... experience, specialized training and/or certification in securities or banking industry compliance to assist in administering and managing an assigned compliance… more
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