- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to meet regulatory and organizational requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …+ Performs initial and periodic privacy risk assessments and conduct related ongoing compliance monitoring activities in coordination with the firm's other ... associates, budget, reporting structure, and division of responsibilities within Compliance department. + Oversees the privacy impact assessments (PIAs), data… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or ... assess privacy-related risk with business partners to identify and address privacy-related compliance gaps or areas of privacy risk in support of business… more
- Jabil (St. Petersburg, FL)
- …applying forensic techniques and sound investigative judgment. + Design and execute compliance risk assessments, monitoring , and program evaluations to ensure ... and enhancing compliance programs, with a focus on risk assessments, monitoring , and remediation. + Global exposure working with regional teams across Asia,… more
- Coinbase (Tallahassee, FL)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- Carnival Cruise Line (Miami, FL)
- …directed by Management. The above responsibilities include assisting the Director of Compliance in monitoring the correct implementation of applicable procedures ... sensitive non-compliances to management, and support teams in achieving compliance . Investigate safety-related incidents and non-conformities, ensuring thorough root… more
- Highmark Health (Tallahassee, FL)
- …assessment procedures, questionnaires, training, etc. and is responsible for monitoring compliance with departmental metrics, internal control activities, ... areas to support clinical quality auditing, The Senior Risk Compliance Analyst is responsible for monitoring and...Senior Risk Compliance Analyst is responsible for monitoring and analyzing medical and utilization management activities to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …associates' work + Researching regulatory and compliance topics + Conducting compliance testing and monitoring + Developing compliance training courses ... Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + Insider… more
- Carrington (Jacksonville, FL)
- …provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. Perform all ... procedural documents into a complete loan "servicing file" to respond to regulatory compliance audit/exams + Perform assigned compliance testing as assigned and… more
- MyFlorida (West Palm Beach, FL)
- …the Engineering Specialist Supervisor III-SES. Responsible for processing permit application and compliance monitoring of federal Air program, state and local ... operating reports, and enters these reports into the FDEP databases. Conducts compliance monitoring of solid waste facilities in accordance with the Solid Waste… more