- TD Bank (New York, NY)
- …oversight, and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and ... support US Compliance Monitoring and Testing in defining the long-term vision, priorities,...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000...and overseeing the Compliance Monitoring program. + Collaborate with colleagues… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our ... role which is outlined in the general summary below. **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance… more
- Citigroup (Queens, NY)
- …Ratio), Single counterparty Credit Limit (eg Gross Credit Exposure). This Lead Analyst role will support Liquidity conformance testing, focusing on conducting ... root cause analysis on identified issues, and escalating potential problems. The Lead Analyst will also evaluate testing results to make recommendations to… more
- TD Bank (New York, NY)
- …of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice, ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000...Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other… more
- TD Bank (New York, NY)
- …and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing ... and Investigations teams. + Provide advice to the business and FCC operations regarding transaction monitoring ...The Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized … more
- Coinbase (Albany, NY)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations within the CX ... Compliance team, you will be responsible for conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to… more
- University of Rochester (Rochester, NY)
- …, regulatory frameworks such as FAR and DFARS, and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible ... Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer. This individual will...for developing, implementing, and monitoring compliance programs that meet all applicable… more
- Bank of America (New York, NY)
- …NFRR Operations. We are therefore looking for a highly talented individual to become Operational Monitoring Lead - to lead & design strategy for the real ... Global Markets Non-Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your application,… more
- Coinbase (Albany, NY)
- …end learning services, and management for all first line of defence compliance processes, including Transaction Monitoring , Enhanced Due Diligence, Screening and ... have a strong understanding of regulatory and legal requirements related to compliance , such as: Transaction Monitoring , Sanctions, Anti-Money Laundering, and/or… more