- TD Bank (New York, NY)
- …oversight, and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and ... support US Compliance Monitoring and Testing in defining the long-term vision, priorities,...as required + Delivers relevant subject matter expertise and Compliance advice to business Compliance … more
- Bank of America (New York, NY)
- …matter expert and primary contact for the Front Line Unit Businesses, Line of Business Compliance and legal team on shareholder disclosure matters * Establishing ... Enterprise Position Monitoring & Disclosures Central Lead New...and supervising effective monitoring processes and routines to ensure compliance … more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $125,000 - $140,000...and overseeing the Compliance Monitoring program. + Collaborate with colleagues… more
- Citigroup (Queens, NY)
- …to strengthen risk management quality such as quality testing performed for business function quality control and transformation lead quality control post ... Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment...US Basel regulatory and reporting requirements. It also assesses business requirements, reporting logic, and the accuracy of specific… more
- TD Bank (New York, NY)
- …colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance our ... experience section below as you consider this opportunity.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective… more
- Citigroup (Queens, NY)
- …Ratio), Single counterparty Credit Limit (eg Gross Credit Exposure). This Lead Analyst role will support Liquidity conformance testing, focusing on conducting ... root cause analysis on identified issues, and escalating potential problems. The Lead Analyst will also evaluate testing results to make recommendations to… more
- TD Bank (New York, NY)
- …thresholds, and associated troubleshooting. + Solid understanding of AML Transaction Monitoring and other financial crime compliance regulations and industry ... skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to… more
- TD Bank (New York, NY)
- …of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a team(s) of specialists/professionals providing advice, ... York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $180,000 - $225,000...Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other… more
- City of New York (New York, NY)
- …Staff Analyst NM III to function as a(n) Executive Director, Grant & Invoice Review Monitoring who will: - Lead both the Grant Monitoring and Non-Contracted ... the Corrective Action Planning Office. - Oversee the development and implementation of monitoring tools and processes to ensure compliance with grant funding… more
- Coinbase (Albany, NY)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst, Compliance Operations within the CX ... Compliance team, you will be responsible for conducting end-to-end Transaction Monitoring investigations for customers (individuals/entities) that may lead to… more