- Citigroup (Jersey City, NJ)
- …responsible for performing assessments of Citi's compliance risks; performing independent testing activities ( testing and monitoring ) within the global ... role, you're expected to:** + Developing, implementing, and executing compliance testing , continuous testing , and... reviews and issue validation activities for the Volcker, Swap Dealer, Counterparty Trading & Risk CIA program in… more
- SMBC (Jersey City, NJ)
- …Description** The results of the CRA are utilized to drive monitoring and testing activities and to prioritize Compliance and other resources as new emergent ... risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in...respect to documenting key controls as well as driving monitoring and testing plans. **Qualifications and Skills**… more