- HUB International (Encino, CA)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- The County of Los Angeles (Los Angeles, CA)
- DEPUTY COMPLIANCE OFFICER Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/5058602) Apply DEPUTY COMPLIANCE OFFICER Salary ... For more information, please view the classification specification: DEPUTY COMPLIANCE OFFICER (https://www.governmentjobs.com/careers/lacounty/classspecs/1065759?keywords=1681&pagetype=classSpecifications) Follow us on Social… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area compliance with applicable laws and… more
- AeroVironment (Simi Valley, CA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- Robert Half Legal (Los Angeles, CA)
- Description We are looking for an experienced Compliance Officer to join a dynamic manufacturing team in Los Angeles, California. This role is critical in ... ensuring the organization adheres to regulatory requirements, mitigates compliance risks, and fosters a culture of accountability across all departments. If you have… more
- Honeywell (Torrance, CA)
- As a **Sr Export Compliance Officer ** here at Honeywell, you will play a crucial role in ensuring that our company operates within the boundaries of export laws ... and regulations while maintaining a strong culture of compliance . You will work out of one of our...the company's adherence to import and export controls, customs compliance , and international trade transactions, minimizing risk and cost… more
- CalSTRS (Sacramento, CA)
- Job Posting: Investment Officer III, Investment Compliance State Teachers' Retirement System JC-501517 - Investment Officer III, Investment Compliance ... seeking an experienced individual to work as an Investment Officer III (IO III) on the Investment Compliance... Officer III (IO III) on the Investment Compliance team. CalSTRS Investment Performance & Compliance … more
- City and County of San Francisco (San Francisco, CA)
- …to participate in this hiring process should contact the Title 5/EEO/ADA Compliance Officer at 415/452-5053 to make the necessary arrangements. Please ... District program or activity. For further information, contact the Title 5/EEO/ADA Compliance Officer at ###. The City and County of San Francisco encourages… more
- Hospice Of San Joaquin (Stockton, CA)
- …CEU courses a year. m) Oversees the administration of the Relias education system. COMPLIANCE : As compliance Officer , ensures compliance plan includes ... We seek a Dynamic, self-motivated Director of Quality and Compliance who thrives in a fast-paced environment and supports...approval of CCO and CEO. SAFETY AND INFECTION CONTROL OFFICER : Responsible for ensuring processes to monitor and evaluate… more