- HUB International (Encino, CA)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- City National Bank (Los Angeles, CA)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... training for new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of… more
- Robert Half Legal (Sacramento, CA)
- Description We are offering an opportunity for a Compliance Officer in Sacramento, California. This role involves ensuring the integrity of the organization and ... propose solutions. Requirements * Minimum of 3 years of experience as a Compliance Officer or in a similar role * Proficiency in Microsoft Excel and Microsoft… more
- City National Bank (Studio City, CA)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... of the compliance program covering US Mortgage Banking including monitoring business...program covering US Mortgage Banking including monitoring business area compliance with applicable laws and regulations, ensuring controls are… more
- AeroVironment (Petaluma, CA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- Robert Half Legal (Los Angeles, CA)
- Description We are looking for an experienced Compliance Officer to join a dynamic manufacturing team in Los Angeles, California. This role is critical in ... ensuring the organization adheres to regulatory requirements, mitigates compliance risks, and fosters a culture of accountability across all departments. If you have… more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …industry oversight expectations, provided the primary impetus for implementing a standardized internal compliance program. The Compliance Officer serves as a ... distribution to offices internal and external to the office. The Compliance Officer provides guidance and counsel on incorporating compliance - related… more
- City and County of San Francisco (San Francisco, CA)
- …to participate in this hiring process should contact the Title 5/EEO/ADA Compliance Officer at 415/452-5053 to make the necessary arrangements. Please ... District program or activity. For further information, contact the Title 5/EEO/ADA Compliance Officer at ###. The City and County of San Francisco encourages… more
- Stanford Health Care (Palo Alto, CA)
- …SHC/SMCH compliance and privacy matters, in collaboration with the SHC/SMCH Chief Compliance Officer and Privacy Officer , and plays a collaborative and ... Brief Overview** Reporting to the Senior Vice President (SVP) - Chief Compliance and Privacy Officer in the Office of Compliance and Privacy, the Executive… more
- City National Bank (Los Angeles, CA)
- …of BSA related policy position documents, under the guidance of the BSA Officer . As assigned, collaborates with compliance colleagues and business line ... and transaction monitoring models. Under the guidance of the BSA Officer , works with the Compliance Training Officer to ensure that ongoing management of… more