- Bank of America (Charlotte, NC)
- …framework, Global Financial Crimes Program and Policies and Global Compliance and Operational Risk program. **GFC Executive I Role Responsibilities:** + ... GFC Executive - Customer Risk Assessment &...oversight to leaders within Global Risk Management, Compliance and Operational Risk ("C&OR")… more
- Bank of America (Charlotte, NC)
- …gaps in a timely manner.The role will interact with internal Audit Executive , Compliance and Operational Risk Executives as well as external Regulatory ... GT Risk and Regulatory Portfolio Executive -... risk identification, escalation and timely mitigation of compliance and operational risks. This senior position… more
- American Express (Apex, NC)
- …culture of risk awareness and proactivity around regulatory matters. The Operational Risk Management (ORM) team facilitates and monitors the implementation ... us define the future of American Express. The Global Risk & Compliance Organization (GRC) is an...of effective operational risk management programs throughout the organization,… more
- American Express (Charlotte, NC)
- …Global Risk and Compliance organization and led by the Chief Risk Officer, manage operational risks associated with Information & Cyber Security Risk ... disaster recovery, dependency risk management, resiliency monitoring, operational vulnerability management and resiliency compliance management. +… more
- TD Bank (Charlotte, NC)
- …is seeking a **Senior Manager** to prepare executive reporting content for compliance and risk stakeholders. This critical role will lead enterprise risk ... , Risk Management, Audit, or a related compliance role.** + **Strong executive writing skills...mentorship to direct reports; and assumes responsibility to minimize operational and regulatory risk by complying with… more
- Regions Bank (Charlotte, NC)
- …logging into the careers section of the system. **Job Description:** At Regions, the Operational Risk Analyst is responsible for intermediate operational ... of the firm's existing controls + Continuously monitors control compliance and prevalent risk environment to ensure...developing metrics, models and tools to create and analyze Operational Risk Loss Estimates and other capital… more
- USAA (Charlotte, NC)
- … with policies, procedures, and processes established by the front-line units and Independent Risk Management to ensure ongoing compliance with the Risk ... business processes and risk management framework (including risk profile, risk appetite, and compliance...results to Vice President, Chief Audit Executive , executive management, Audit Committees, and Risk committees… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible for supporting change… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Bank of America (Charlotte, NC)
- …guidance. The GFC Executive I serves as a trusted advisor to the Chief Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU") ... the development of enterprise-wide anti-money laundering automated detection function and operational risk practices consistent with applicable laws, rules,… more