- Fujifilm (Durham, NC)
- …to integrate validation processes into project workflows, ensuring seamless execution and compliance . + **Regulatory Compliance & Risk Management:** Oversee ... the preparation and review of validation documentation and conduct risk assessments to ensure compliance and mitigate potential issues. + **Audit Facilitation &… more
- Capco, a Wipro Company (Charlotte, NC)
- …Experience standing up or managing risk programs including BIA, BCM, or Operational Risk Management + Confident self-stater who can work under pressure, ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...and see tasks through to completion + Experience reporting risk initiative progress and summaries to executive … more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... compliance leadership with Agile product ownership, technology delivery, and operational oversight. The ideal candidate will demonstrate executive presence,… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... Compliance Management accountability for areas of LRRs and Risk Owners (own and operate controls to mitigate LRR... Compliance programs related to all aspects of Compliance laws + Works with executive team,… more
- TD Bank (Charlotte, NC)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... with your recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank… more
- TD Bank (Charlotte, NC)
- …the develop and own the methodology for monitoring and testing by 2nd line including compliance risk and controls + Works with other second and third line ... businesses/function and products + Strong management experience leading regulatory compliance activities + Regulatory, industry and operational knowledge… more
- Motion Recruitment Partners (Charlotte, NC)
- …to ensure adherence to enterprise policies and applicable regulations. + Coordinate with Compliance , Operational Risk , and other stakeholders to assess the ... Skills & Experience** + 8+ years of experience in regulatory change management, compliance , or risk governance. + Strong understanding of US and international… more
- Coinbase (Charlotte, NC)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal ... Finance, Legal, IT, Security, and 2nd Line functions like Risk Management and Compliance ) and external auditors....reports, findings, and assertions related to SOX, SOC, and operational audit activities to executive leadership and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... leadership, program sponsors, business units, and enabling functions (eg, Legal, Risk , Technology). + Develop and deliver executive -level updates, briefing… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... and operational concepts into clear, compelling visual narratives for executive audiences. + **Data Analysis & Insights** + Conduct deep-dive data analysis… more