- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- TD Bank (Charlotte, NC)
- …Office, Audit Management Systems, and data analysis methods. + Deep understanding of compliance , risk management, and regulatory standards as they relate to ... complex, and diverse business management function for an area of significant risk , complexity or scope usually involving medium to long term planning, ensuring… more
- TD Bank (Charlotte, NC)
- …goals.** **Education & Experience:** + Undergraduate degree + 10+ years relevant experience ** Risk Management & Compliance ** + Maintain a culture of risk ... organizational practices, and business transformation. + Strong understanding of risk management, regulatory standards, and compliance requirements. +… more
- US Bank (Charlotte, NC)
- … risk , regulatory, legal, and financial dimensions in partnership with Legal, Compliance , Risk , Procurement, and Corporate Development + Develop and present ... to make a difference. We are seeking a technology executive who will contribute to the success of our...agreements, pilots, and strategic partnerships, ensuring alignment with bank risk appetite, compliance standards, and financial objectives… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... launch and optimization. + Drive enhancements in trading capabilities, electronic execution, and risk management tools. + Ensure compliance with OCC, FRB, NFA,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... line assignment methods, collections, and recovery strategies + Interpret and develop compliance and risk management requirements for supported area and work… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... as well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk , Operations, Technology, and Legal). **In this role, you will:**… more
- Wolters Kluwer (Cary, NC)
- …& Corporate Compliance , with a dotted line reporting relationship to the Executive VP and General Manager of the Compliance Solutions business unit ( ... will serve as the primary legal support to the Executive VP and General Manager of Compliance ...Solutions' business + Advising FCC's senior management on legal compliance and risk management to accomplish business… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... regulations, and policies and compliance requirements + Interpret and develop compliance and risk management requirements for supported area and work with… more
- Securitas Security Services USA, Inc. (Charlotte, NC)
- …and executive summaries. **Key Competencies** + Strategic thinking and executive -level communication + Risk assessment and analytical decision-making + ... protective services, delivering specialized guarding, advanced technology solutions, and risk management expertise across the pharmaceutical industry. Guided by our… more