- US Bank (Charlotte, NC)
- … risk , regulatory, legal, and financial dimensions in partnership with Legal, Compliance , Risk , Procurement, and Corporate Development + Develop and present ... to make a difference. We are seeking a technology executive who will contribute to the success of our...agreements, pilots, and strategic partnerships, ensuring alignment with bank risk appetite, compliance standards, and financial objectives… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... launch and optimization. + Drive enhancements in trading capabilities, electronic execution, and risk management tools. + Ensure compliance with OCC, FRB, NFA,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... line assignment methods, collections, and recovery strategies + Interpret and develop compliance and risk management requirements for supported area and work… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... as well as with COOs, Business Control Managers and partner functions (eg, Compliance , Risk , Operations, Technology, and Legal). **In this role, you will:**… more
- Wolters Kluwer (Cary, NC)
- …& Corporate Compliance , with a dotted line reporting relationship to the Executive VP and General Manager of the Compliance Solutions business unit ( ... will serve as the primary legal support to the Executive VP and General Manager of Compliance ...Solutions' business + Advising FCC's senior management on legal compliance and risk management to accomplish business… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... regulations, and policies and compliance requirements + Interpret and develop compliance and risk management requirements for supported area and work with… more
- Securitas Security Services USA, Inc. (Charlotte, NC)
- …and executive summaries. **Key Competencies** + Strategic thinking and executive -level communication + Risk assessment and analytical decision-making + ... protective services, delivering specialized guarding, advanced technology solutions, and risk management expertise across the pharmaceutical industry. Guided by our… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... This role will also support strategic planning routines and executive communication for the COO AI program. **In this...on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly… more
- Wells Fargo (Charlotte, NC)
- …reporting effective controls, control procedures, and control gaps, to mitigate and support operational and compliance risk + Advanced data analytics tooling ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Truist (Charlotte, NC)
- …to risk policies, procedures, and regulatory requirements. Promulgate firm-wide compliance with the requirements of Regulation W, including the complex valuation ... in relation to the Bank's quantitative limitations. Support business and corporate risk management objectives. Develop, maintain, and ensure compliance with… more