- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** ... a systematic, disciplined approach to evaluate and improve the effectiveness of risk management , control and governance processes. Key responsibilities include… more
- TD Bank (New York, NY)
- …The ideal candidate would be willing to work hands-on to drive key initiatives across compliance , operational risk management , and audit functions. Works ... Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key… more
- TD Bank (New York, NY)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management , and audit functions, works ... a mission to build a more resilient and scalable compliance risk management function. As...compliance risk management , enterprise risk management , operational risk… more
- S&P Global (New York, NY)
- …and compiling data for reports. * Some understanding of operational or compliance risk management processes. * Strong oral and written communication ... Bachelor's degree or equivalent. * 2+ years of experience related to compliance , audit, risk or regulatory management , financial services, or other complex… more
- M&T Bank (Buffalo, NY)
- …+ Escalate issues to management as appropriate + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... industry **Education and Experience Preferred:** + Thorough technical operational risk / compliance knowledge. + Strong project management skills. +… more
- JPMorgan Chase (New York, NY)
- …Identity and Access Management (IAM) Technology Operational Risk Management Executive Director within the Compliance Conduct and Operational ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...you will focus on providing independent oversight of IAM-related operational risk management practices across… more
- American Express (New York, NY)
- …or project management . + Experience with internal compliance and operational risk management frameworks (eg Process Risk Self-Assessments, ... and AEMP policy initiatives, including the development and management of Risk Control Self Assessment (RCSA)... Risk Control Self-Assessments, Operational Risk Events, etc). + Excellent analytical skills and the… more
- Citizens (New York, NY)
- …understanding of various risk types (eg, operational , financial, compliance , reputational) and risk management methodologies, including COSO and ... stability of core banking systems and payment applications through operational and technical resiliency. Stay updated on emerging cybersecurity...MBA a plus + 5-8 Years experience in Audit, Risk Management , Compliance related roles… more
- Citigroup (Getzville, NY)
- …maintain these standards **Qualifications** : + Minimum of 5-8 years of experience in operational risk management , compliance , audit, or other ... improving identification and remediation of significant control issues and operational risk events in a timely manner....Debate, Controls Lifecycle, Controls Management , Data Quality Management , Risk Management , Stakeholder … more
- JPMorgan Chase (New York, NY)
- …architecture, controls, and operations. + Knowledge of compliance , conduct, and operational risk management frameworks and processes; ability to ... threats. Collaborating with diverse partners across the company, including Cybersecurity, Technology, Risk Management & Compliance , Legal, Human Resources,… more