- RGP (New York, NY)
- …compliant and forward thinking. + Lead and manage client engagements focused on risk management , regulatory compliance , and audit remediation across banking, ... accounting firm or a strategy consulting firm (required). + Extensive experience in risk management , regulatory compliance , and digital technology within the… more
- HSBC (New York, NY)
- …and operational loss events ** Management of Risk ** + Apply compliance , operational risk controls in accordance with HSBC or regulatory standards ... hoc projects as requested. The Vice President, ICG Credit Risk Management will be responsible for composing,...place activity to resolve these + Adhere strictly to compliance and operational risk controls… more
- SMBC (New York, NY)
- …Responsibilities include supporting senior salespeople in marketing FX products and delivering risk management solutions, as well as participating in all phases ... periodically to assess derivatives activity and opportunities. + Coordinate with Legal, Risk , KYC, and Settlements teams to ensure compliance with statutory… more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Formation Bio (New York, NY)
- …CMOs, software vendors, and other biotech service providers. Knowledge of contract law, risk management , and compliance in vendor agreements. Ability to ... has deep experience in procurement, strategic sourcing, and vendor management within the biotech, pharmaceutical, or life sciences industry.Responsibilities Develop… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more
- SMBC (New York, NY)
- …with Legal, Compliance , and Procurement teams. - Monitor vendor risk , including operational , financial, and reputational risks, and implement mitigation ... ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep… more
- SMBC (New York, NY)
- …and regulatory expectations. + Ensure effective operational risk management by maintaining strict adherence to compliance policies and regulatory ... and updates, and enhanced due diligence. This role ensures compliance with regulatory requirements while supporting seamless client experiences...level of trust and confidence by senior line and risk management . + Demonstrates a high degree… more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
