- Neuberger Berman (New York, NY)
- …value chain - design and implement operational improvements where applicable. ** Compliance & Risk Management :** + Understanding of complex regulatory ... Experience. The successful candidate will be responsible for overseeing operational and change- management aspects of our client...of processes that mitigate/minimize control risks. + Partner with Compliance and Operational Risk teams… more
- Truist (New York, NY)
- …focusing with the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk ... may change from time to time. 1. Engage in risk management activities with the line of...regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance , Operational , Reputation and Strategic Risks. 6.… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... the trading, investment, and mortgage servicing right portfolios (and associated risk management activities) across the organization. This position provides… more
- SHI (Albany, NY)
- …related field, or relevant work experience required + 5+ years of Risk Management experience with a strong understanding of operational risk and business ... Manager, the SRA plays a key role in implementing and enhancing the Risk Management Program and tools, establishing effective controls, and leading process… more
- JPMorgan Chase (New York, NY)
- …outcomes. As a subject matter expert, you will contribute to the development of operational plans and risk management strategies, ensuring the highest ... and inform governance work + Monitor internal platform Key Risk Indicators to identify non- compliance and assist...and vulnerability management + Expertise in technology risk management , information security, or a related… more
- New York State Civil Service (Albany, NY)
- …skills, and a solid understanding of the financial services industry, including risk management and compliance requirements.The Department of Financial ... ensuring scalability, and enabling advanced analytics and reporting to support entity risk management functions.This position requires a highly skilled data… more
- JPMorgan Chase (Brooklyn, NY)
- …exposure risks. **Job responsibilities** + Provide subject matter expertise in asset servicing risk management across all asset classes and markets + Manage ... + Ability to influence change across multiple departments + Advanced knowledge of risk management frameworks and controls + Experience working in a global… more
- BMO Financial Group (New York, NY)
- …and reporting for equity derivative portfolios. Develops and monitors the market risk management framework that includes the governance framework and practices ... + Develops and maintains in-depth knowledge of business and related risk management requirements and legislative/ regulatory directives and guidance.… more
- M&T Bank (New York, NY)
- …10-1, SR 10-6, SR 11-7, Enhanced Prudential Standards, etc. Adhere to applicable compliance / operational /model risk controls and other second line of defense ... models used for credit risk , interest rate risk and liquidity risk management ,... of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation… more
- Scotiabank (New York, NY)
- …and effectiveness of day-to-day business controls to meet obligations with respect to operational , compliance , AML/ATF/sanctions and conduct risk . + Champion ... Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the financing and strategic… more