- Capital One (New York, NY)
- …One's Enterprise Know Your Customer (KYC) program performs a key risk management leadership role in ensuring compliance with KYC regulations and maintaining ... + Bachelor's Degree or Military experience + At least 7 years in legal, compliance , risk management or regulatory experience in consumer financial services… more
- American Express (New York, NY)
- …enterprise-wide AML function. GFCC is part of the broader Global Risk & Compliance organization. The GFCC Risk Management Team is responsible for ... technology teams to provide visibility and oversight over critical operational processes. They will help to prepare key reports,...management , preferably within a compliance , control management , or risk management organization.… more
- Wells Fargo (New York, NY)
- … functional knowledge. + Develop and present Oversight program materials to senior management . + Provide regulatory compliance risk expertise and consulting ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- Grant Thornton (New York, NY)
- …needs by providing in-depth technical knowledge on enterprise risk management , risk management frameworks, and compliance management systems, and ... and support to help you excel. You'll collaborate with teams to provide comprehensive risk management and compliance optimization strategies, to help clients… more
- JPMorgan Chase (New York, NY)
- …you will work with the Chief Audit Executive and the Chief Compliance and Operational Risk Officer and their management teams to help their employees ... Director role leads internal communications for two corporate functions: Internal Audit and Compliance , Conduct & Operational Risk (CCOR). Those teams play… more
- Snap Inc. (New York, NY)
- …2+ years of professional experience in compliance , risk management , internal audit, or related operational function. Preferred Qualifications: + ... and enhancing compliance policies, procedures, and guidance to strengthen risk management practices. Knowledge, Skills & Abilities: + Strong analytical… more
- TD Bank (New York, NY)
- …products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management , and program ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Bloomberg (New York, NY)
- …Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks. + Contribute to governance forums and provide ... Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description...identifying, managing, and remediating risks through a structured Enterprise Risk Management frameworks. + Ability to assess… more
- Regeneron Pharmaceuticals (Troy, NY)
- … Register, producing detailed reports on risk metrics, and driving improvements in risk management and lifecycle management (LCM). The role also supports ... Risk Register to track risks, mitigation strategies, and compliance status. + Recommend and implement changes to systems...and implement changes to systems and processes to enhance risk management capabilities. + Develop and manage… more