- JPMorgan Chase (New York, NY)
- …you will work with the Chief Audit Executive and the Chief Compliance and Operational Risk Officer and their management teams to help their employees ... Director role leads internal communications for two corporate functions: Internal Audit and Compliance , Conduct & Operational Risk (CCOR). Those teams play… more
- Snap Inc. (New York, NY)
- …2+ years of professional experience in compliance , risk management , internal audit, or related operational function. Preferred Qualifications: + ... and enhancing compliance policies, procedures, and guidance to strengthen risk management practices. Knowledge, Skills & Abilities: + Strong analytical… more
- TD Bank (New York, NY)
- …products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management , and program ... TD Securities in developing, implementing, and maintaining a robust financial crime risk management ("FCRM") program that meets regulatory requirements and… more
- SMBC (New York, NY)
- …Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction Surveillance + Employee ... program enhancements with respect to each of the below-listed Compliance Program areas: + Policies and Procedures Management...management reporting for senior business leadership, CPAD Senior Management , Risk Management , and other… more
- Bloomberg (New York, NY)
- …Collaborate with Risk & Control Managers to ensure alignment with enterprise risk management frameworks. + Contribute to governance forums and provide ... Research and Analytics Location New York Business Area Legal, Compliance , and Risk Ref # 10047120 **Description...identifying, managing, and remediating risks through a structured Enterprise Risk Management frameworks. + Ability to assess… more
- Regeneron Pharmaceuticals (Troy, NY)
- … Register, producing detailed reports on risk metrics, and driving improvements in risk management and lifecycle management (LCM). The role also supports ... Risk Register to track risks, mitigation strategies, and compliance status. + Recommend and implement changes to systems...and implement changes to systems and processes to enhance risk management capabilities. + Develop and manage… more
- TD Bank (New York, NY)
- …(M&T) Team, responsible for working on developing, implementing and coordinating the Compliance Oversight program over first line Risk Owner (RO) activities ... analyzing Risk Owner testing and monitoring routines contributing to Compliance coverage plans, and enhancing and implementing key program elements. +… more
- NBC Universal (New York, NY)
- …teams. + Assess scope and enhancement requests with a view toward ROI and compliance risk reduction. + Manage program metrics, dashboards, and reporting. + ... in the Media / Advertising industry. + Experience with accessibility standards, risk management , or enterprise governance frameworks. Additional Requirements: +… more
- CVS Health (Albany, NY)
- …measures to mitigate risk , while influencing best practices that enhance operational efficiency and compliance . If you are a proactive problem solver ... of high-quality internal and external Medicaid provider audit results, regulatory compliance activities, and proactive risk mitigation strategies. Applies deep… more
- University of Rochester (Rochester, NY)
- …Provide direct access to senior leadership and act as the primary advisor on compliance -related matters. Risk Identification and Management : + In partnership ... values, and strategic goals, to include working collaboratively with and coordinating compliance management among the University's existing compliance … more