- Scotiabank (New York, NY)
- … risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... lifecycle and ensure adherence to risk & compliance guidelines + Project Management and Stakeholder...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance … more
- SMBC (New York, NY)
- …President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... of various committees such as the New Product, Underwriting, Risk Management , Compliance , IT ...operational efficiencies and automation of processes to reduce risk of manual processes. + Assists in providing training… more
- JPMorgan Chase (New York, NY)
- …or others is a plus + Experience in financial services industry especially in Operational Risk Management , Anti-Money Laundering & Know Your Customer, Trade ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...best-in-class. As a Data Scientist Vice President within the Compliance , Conduct Operational Risk (CCOR)… more
- Datavant (Albany, NY)
- …compliance , and assurance activities. You'll apply your deep understanding of IT controls, risk management , and compliance frameworks to help maintain and ... across engineering, product, legal, and operations. + Translate complex compliance requirements into clear, actionable technical and operational...+ 4+ years of experience in IT audit, security compliance or risk management . +… more
- Bank of America (New York, NY)
- …Measurement + Result Orientation + Customer and Client Focus + Planning + Reporting + Risk Management + Talent Development + Adaptability + Data Management + ... Compliance * Drive execution improvements to ensure consistent operational live monitoring practices are in place and adhered...as an escalation point to resolve broad and complex operational issues + Responsible for expense management ,… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...to examinations and regulatory findings. + Assist with the management and tracking of regulatory inquiries. + Assist with… more
- Weill Cornell Medical College (New York, NY)
- …the Manager collaborates with operational leaders (First Line) to ensure robust compliance education strategies that mitigate risk and foster a culture of ... compliance orientations tailored to specialty, departmental needs, and risk exposure. + Develop and maintain educational materials, tools, and presentations… more
- City of New York (New York, NY)
- …audit activities and share relevant information. - Advise senior leadership on risk management , governance practices, and policy improvements. - Maintain ... - Plan and oversee internal audits to assess financial, operational , and compliance risks. - Develop and...implement audit programs and annual audit plans based on risk assessments. - Lead the audit and compliance… more
- Wells Fargo (New York, NY)
- …Qualifications:** + 3+ years of governance, management consulting, business analyst, risk management , business controls, compliance experience, or ... Risk Management Framework (RMF) concepts and policies across risk types (regulatory, financial crimes, credit, operational , etc.). Excellent communication… more
- Scotiabank (New York, NY)
- … risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... lifecycle and ensure adherence to risk & compliance guidelines + **Project Management and Stakeholder...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance … more