- M&T Bank (Getzville, NY)
- … Management EEM) team, associate will develop implement and execute various operational risk / compliance -related initiatives at the business line level, to ... to include one year of compliance experience. Demonstrated knowledge of risk management strategies and the financial industry. Advanced analytic and … more
- Capco, a Wipro Company (New York, NY)
- …prides itself on our industry-leading expertise from strategy through implementation within risk management and regulatory advisory. Our team combines expert ... **About the Team:** As a member of the Finance, Risk , and Compliance ("FRC") group at Capco...consulting or financial services experience, with a focus on operational resilience or business continuity. Management consulting… more
- MUFG (New York, NY)
- …experience equally preferable + Degree in Finance, Computer Sciences, Business Management or Risk Management **CERTIFICATIONS** Professional certification ... more details. **RESPONSIBILITIES:** + Coordinate the required deliverables to implement compliance with the Sound Practices to Operational Resilience, and… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... experience **PREFERRED SKILLS** + Must Have a Minimum of 8 years of experience in Compliance , Risk Management , Audit, or a related compliance role.… more
- American Express (New York, NY)
- …Civil Relief Act (SCRA), Military Lending Act (MLA), etc. + Knowledge of Compliance risk management processes including governance, regulatory change ... related field of study + Knowledge of and experience with other enterprise / operational risk management processes including regulatory exam management … more
- Bank of America (New York, NY)
- …Measurement + Result Orientation + Customer and Client Focus + Planning + Reporting + Risk Management + Talent Development + Adaptability + Data Management + ... Compliance * Drive execution improvements to ensure consistent operational live monitoring practices are in place and adhered...as an escalation point to resolve broad and complex operational issues + Responsible for expense management ,… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... CRCM or equivalent a plus + Strong skills in compliance regulations, strategies and risk management...knowledge and expertise; and employees assume responsibility in minimizing operational and regulatory risk by complying with… more
- American Express (New York, NY)
- …AML, sanctions, fraud, and anti-bribery and corruption frameworks. Understanding of critical operational risk management lifecycle activities + Experience ... management with deep understanding of financial crimes and compliance risk , including TISA, TILA, ECOA, EFTA,...specialist risk -stripe teams + Advising on decentralized risk types into broader operational risk… more
- Neuberger Berman (New York, NY)
- …firm's non-investment team (eg COO, CFO, GC/CCO, CTO) + Identify key areas of operational risk and ensure that the appropriate mitigating controls have been ... firm/fund structuring, trading, valuation, portfolio accounting and fund administration, counterparty risk , technology, and compliance . The candidate should be… more
- TD Bank (New York, NY)
- …Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key ... CGO professionals who conduct support, facilitation and coordination for the management of Compliance . They may also provide specialized project support… more