- TD Bank (New York, NY)
- …manipulation, marking the open/close/auctions, and collusion). + Strong understanding of operational risk , and control testing requirements. + Experience in ... across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic guidance… more
- City of New York (New York, NY)
- …Paint & Healthy Homes will be a key member of the agency's new Office of Compliance & Risk Management (CRM). This Office centralizes various compliance , ... adherence for financed construction work, public-facing appeals and hearings, and managing risk for the agency. The Compliance Specialist for Lead-Based Paint… more
- Citigroup (New York, NY)
- …projects on time and within budget. + Strong knowledge of operational risk management , regulatory compliance , and control frameworks in the banking ... application development strategies that align with the organization's business objectives and operational risk management goals. + Identify and evaluate… more
- JPMorgan Chase (New York, NY)
- …or others is a plus + Experience in financial services industry especially in Operational Risk Management , Anti-Money Laundering & Know Your Customer, Trade ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you...best-in-class. As a Data Scientist Vice President within the Compliance , Conduct Operational Risk (CCOR)… more
- SMBC (New York, NY)
- …President and is responsible for overseeing the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as ... of various committees such as the New Product, Underwriting, Risk Management , Compliance , IT ...operational efficiencies and automation of processes to reduce risk of manual processes. + Assists in providing training… more
- GE Vernova (Schenectady, NY)
- …organization to influence culture, increase employee engagement, and engage in strategic risk management . **Job Description** **What you'll do** + Responsible ... legal investigations, monitoring and internal audits. + Conduct strategic, global compliance risk assessments for the Nuclear Power business; develop… more
- New York State Civil Service (New York, NY)
- …Profile Summary? Own Risk and Solvency Analysis? Enterprise Risk Management * Reviews the companies' response for cybersecurity compliance . If the company ... in one (1) of the following:* Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs.* Reviewing lending,… more
- TD Bank (New York, NY)
- …regulatory changes are considered within the Business and assist in implementing compliance initiatives to help manage regulatory risk . **Education & ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $75,000 - $95,000 USD TD is...to examinations and regulatory findings. + Assist with the management and tracking of regulatory inquiries. + Assist with… more
- Coinbase (Albany, NY)
- …OKRs, KPIs and initiatives. * In partnership with Compliance , Legal, Program Management , and other operational support partners (ie Workforce Management , ... duties): * You will execute the strategic vision for Compliance by scaling operational performance, which includes...senior leadership. * Working knowledge of laws, regulations, and risk management practices for financial services. *… more
- Scotiabank (New York, NY)
- … risk , including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ... lifecycle and ensure adherence to risk & compliance guidelines + Project Management and Stakeholder...day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance … more
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