- Bowery Residents Committee (Manhattan, NY)
- Position Overview Reporting to the CFO, the Director of Audit Compliance performs various aspects of professional internal auditing work. Responsible for determining ... at BRC are efficiently and effectively carried out in accordance with management instructions, policies and procedures, and regulatory authorities. The Director of… more
- TD Bank (New York, NY)
- …directly in Compliance Control Room. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise ... an experienced and strategic Vice President to join our Compliance Control Room, focusing on portfolio management ...Compliance leadership team in support of a strong risk & compliance culture within Compliance… more
- M&T Bank (Williamsville, NY)
- …recommendations, performance management and terminations. + Adhere to applicable compliance / operational risk controls in accordance with Company or ... onsite reviews **Education and Experience Preferred:** Bachelor's Degree Experience in vendor management , banking, risk management or related field Ability… more
- Capital One (New York, NY)
- …requires a deep understanding of affordable housing finance, risk management , while also emphasizing innovation, operational efficiency, and leadership. ... team endeavors to create an environment that supports efficient and impactful risk management . Our ideal candidate possesses critical thinking skills,… more
- Bloomberg (New York, NY)
- …and mature the VPM strategy to align with overall business objectives and risk management frameworks. + **Drive Vendor Relationships & Performance** + Manage ... effectiveness to internal and external stakeholders. + Serve as primary contact for Vendor Risk Management (VRM) and Enterprise Risk Management (ERIM)… more
- TD Bank (New York, NY)
- … risk assessments for approvals + Assist in the investigation of e-trading related Operational Risk Events + Work with you Supervisors on a day-to-day basis ... activities is a core competency. The Director Trading Business Management TDS is responsible for the planning, direction, and...conduct issues + Liaison with other Divisions, such as Compliance , Legal, Risk and Internal Audit as… more
- Citigroup (New York, NY)
- …Qualifications:** + 5+ years relevant experience + Previous experience in credit risk management or equivalent training and experience preferably in the ... performed. Other job-related duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Credit Decisions **Time Type:** Full time… more
- American Express (New York, NY)
- …a large financial services institution, executing one of the following: data governance, risk management , operational controls, or regulatory reporting. + 2 ... and risks that impact financial integrity, reporting, and regulatory compliance . The ideal candidate will bring expertise in data...will bring expertise in data governance, controls framework, and risk management with a strong background in… more
- American Express (New York, NY)
- …Assess impact of new policies or policy refreshes - Enterprise Data Management Operational Policy and Enterprise Data Risk Policy - on the processes and ... this role is responsible for overall data governance and management related compliance with various policies for...with the 1st (Enterprise Data Office), 2nd (Enterprise Data Risk Management ), 3rd (Internal Audit) line of… more
- Neuberger Berman (New York, NY)
- … Risk , Product, and other control groups to support effective operational risk management and regulatory compliance . + Contribute to fostering a ... and Operations team will provide critical support in executing the operational strategy for Neuberger Berman's Alternatives platform. This Operations Project Manager… more