- JPMorgan Chase (New York, NY)
- …teams, and Global Private Bank (sales) functions, as well as Technology, Legal, Risk , Compliance , and Marketing, to design and deliver solutions that enhance ... effective communication, and alignment of strategies. + Work closely with legal, risk , compliance , and controls teams to ensure mortgage products comply… more
- Cardinal Health (Albany, NY)
- …List: Qualifies suppliers in compliance with internal procedures and in compliance with regulatory requirements. + Lifecycle Management : Assist with ongoing ... metrics, trending SCARs, etc.) + As a member of the Quality Supplier Management Program, will evaluate suppliers in compliance with Good Manufacturing Practices… more
- City National Bank (New York, NY)
- … management requirements. * Analyze, evaluate and periodically review relevant compliance and risk management practices across the organization, ... including Compliance Risk Assessments, Key Risk Indicators (KRI) review, Issue Management , Operational Losses, and more. Provide informed and… more
- Principal Financial Group (New York, NY)
- …of Principal AM. + Advance the firm's digital capabilities, enhancing its risk posture, and accelerating decision-making, operational efficiency, and speed to ... That Will Help You Stand Out** + Deep understanding of the asset management industry, including financial, operational , and system-related aspects across both… more
- TD Bank (New York, NY)
- …Implement and maintain strong controls to mitigate operational and financial risk . + **Stakeholder Management ** + Partner with Front Office, Sales, ... York. This individual will be responsible for strategy, team management , and hands-on oversight of operational processes...trends in the industry and market + Knowledge of risk management environment, standards and regulations +… more
- American Express (New York, NY)
- …a broad range of product operations and risk oversight initiatives, including operational risk events, issue management , audits and exams, new product ... and risk oversight initiatives such as issue management , new product approvals, and operational readiness-ensuring...systemic risks or process weaknesses. + Partner across Product, Risk , Compliance , and Control Management … more
- Santander US (New York, NY)
- …Ensure transaction timelines and deliverables are met under deadlines. + Adhere to compliance procedures and internal/ operational risk controls in accordance ... levels are expected to take a proactive and responsible approach toward risk management . **EEO Statement:** At Santander, we value and respect differences in our… more
- M&T Bank (Camillus, NY)
- …personal, and career goals. + **Other Assigned Duties:** + Adhere to applicable compliance / operational risk controls in accordance with Company or regulatory ... for sales opportunities, account opening and lead-focused outbound calling) and Risk Management (audit requirements, fraud prevention, Know Your Customer… more
- Mizuho Corporate Bank (New York, NY)
- … and testing. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Ensure ... new team member will be responsible for supporting the compliance program on DORA, the management of...and engagement: + Collaborate with key stakeholders across IT, Risk , Operations, Legal, Compliance , and other functions,… more
- Raymond James Financial, Inc. (New York, NY)
- …as subject matter expert in an area of technology, policy, regulation, or operational management for the team. Maintain external accreditations and in-depth ... business activities, and the market to determine whether any risk is within the agreed risk appetite....independently while guiding and training others on achieving full compliance with applicable rules and regulations in management… more