- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- Citigroup (New York, NY)
- …alignment across all relevant departments and support groups (Finance, Tech, Ops, Legal, Compliance ). Risk Management & Control Enhancement: + Driving ... extraordinary transaction costs. + Investigating issues, performing root cause analysis of operational risk events, and ensuring timely delivery of remediation… more
- Bank of America (New York, NY)
- …+ Innovative Thinking + Monitoring, Surveillance, and Testing + Presentation Skills + Risk Management + Data Visualization + Interpret Relevant Laws, Rules, and ... responsible for performing more complex analysis aimed at improving portfolio risk , profitability, performance forecasting, and operational performance for… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to ... our focus on building strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those… more
- HSBC (New York, NY)
- …possible supported by automation, measures and analytics + Ensure regulatory and risk management outcomes are being maintained or robustly managed. Ownership ... risk - risk trade-offs are managed, particularly risk mitigation and operational needs + Empower...trade-offs + Knowledge and exposure of the application of Risk and Control Management and associated frameworks,… more
- Bank of America (New York, NY)
- …related reporting. **Responsibilities:** + Sets or supports the oversight of the ongoing management of risk parameters and guardrails for credit risk ... risk governance, as well as monitoring for potential operational , reputational and market risk issues +...MBA or finance-related Masters degree **Skills:** + Credit and Risk Assessment + Financial Accounting + Issue Management… more
- TD Bank (New York, NY)
- …regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control, supported by effective processes in alignment ... 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with...well on a team + Solid organization and project management skills + Experience with financial products is a… more
- City of New York (New York, NY)
- …the Bureau. 5. Maintaining effective coordination and support of facility EHS compliance and conformance through program implementation (ie operational tasks, ... and provide appropriate level feedback regarding BWT's efforts at meeting its compliance obligations and management system initiatives. 12. Working closely with… more
- TD Bank (New York, NY)
- …+ Effectively communicates relevant/meaningful recommendations on a range of finance management issues or related operational processes to all levels ... and assesses potential impacts + Maintains a culture of risk based management and control, supported by...Ensures colleagues are knowledgeable; and assumes responsibility to minimize operational and regulatory risk by complying with… more
- JPMorgan Chase (New York, NY)
- …. + 3 years of financial services experience in controls, audit, quality assurance, risk management , or compliance preferred. + Proficient in Microsoft ... role involves identifying control gaps, implementing firm-wide policies, and managing operational risk . **Job Responsibilities:** + Drive business control forums… more
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